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Showing 4961 to 4970 of 6326 search results for This final notice.

  1. FCA Handbook Notice 03 [pdf]

    Handbook Published: 28/06/2013 Last modified: 28/06/2013
    This Handbook Notice introduces the Handbook and other material made by the Board under its legislative powers on 27 June 2013.
  2. FCA Handbook Notice 06 [pdf]

    Handbook Published: 08/11/2013 Last modified: 08/11/2013
    This Handbook Notice introduces the Handbook and other material made by the Board under its legislative powers on 26 September 2013 and 7 November 2013.
  3. FCA Handbook Notice 04 [pdf]

    Handbook Published: 26/07/2013 Last modified: 26/07/2013
    This Handbook Notice introduces the Handbook and other material made by the Board under its legislative powers on 25 July 2013.
  4. FCA Handbook Notice 07 [pdf]

    Handbook Published: 16/12/2013 Last modified: 16/12/2013
    This Handbook Notice introduces the Handbook and other material made by the Board under its legislative powers on 12 and 16 December 2013.
  5. Notice of Decision 2024: RS AUTO SALES YORK LTD [pdf]

    Decision notices Published: 08/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  6. FCA Handbook Notice 11 [pdf]

    Handbook Published: 02/05/2014 Last modified: 02/05/2014
    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 27 March and 1 May 2014. It also contains information about other publications relating to the
  7. FCA Handbook Notice 10 [pdf]

    Handbook Published: 28/03/2014 Last modified: 28/03/2014
    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 27 February and 27 March 2014. It also contains information about other publications relating to the
  8. FCA Handbook Notice 09 [pdf]

    Handbook Published: 28/02/2014 Last modified: 28/02/2014
    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 27 February 2014. It also contains information about other publications relating to the Handbook and,
  9. Decision Notice 2018: Darren Lee Newton [pdf]

    Decision notices Published: 21/05/2018
    This decision notice (Darren Lee Newton) refers to breaches of FIT related to client money/assets and a lack of fitness/propriety in the consumer credit sector. Our view is that a prohibition should be imposed.
  10. FCA Handbook Notice 08 [pdf]

    Handbook Published: 31/01/2014 Last modified: 28/02/2014
    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 12 December 2013 and 30 January 2014, and by the Executive Committee of the FCA Board on 17 January