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Showing 4981 to 4990 of 6326 search results for This final notice.

  1. Notice of Decision 2024: The Cafe Azzurro Coffee Company Limited [pdf]

    Decision notices Published: 05/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  2. Sponsor conflicts of interest

    Primary markets Published: 19/09/2018 Last modified: 16/12/2022
    Our rules require sponsors to identify and manage different conflicts of interest. Learn about our involvement in assessing conflicts.

  3. Consumer credit – Treating customers fairly

    Consumer credit firms Published: 23/04/2019 Last modified: 16/02/2023
    We set out why treating customers fairly should be at the heart of your business.

  4. Notice of Decision 2023: Station Road Cars Limited [pdf]

    Decision notices Published: 07/07/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  5. Notice of Decision 2023: Beds & Chairs Direct Ltd [pdf]

    Decision notices Published: 20/09/2023
    Conduct: Failing to carry on regulated activities   Breaches: N/A  Subject: Firm  Outcome: Cancellation 

  6. Key publications – electronic money and payment services

    Tasks for regulated firms Published: 06/08/2015 Last modified: 10/02/2023
    Publications relating to the Payment Services Directive, Electronic Money Regulations and Payment Services Regulations

  7. Amendments to the IFPR Instrument 2021 since publishing the near-final version

    Firms Focus areas Published: 12/11/2021 Last modified: 13/02/2023
    We set out amendments to the original text of the near-final Investment Firms Prudential Regime (IFPR) Instrument, which was originally published in PS21/9.

  8. Notice of Decision 2024: Spanner Monkeyz Holdings Ltd [pdf]

    Decision notices Published: 30/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. Notice of Decision 2024: Alltel Business Solutions Ltd [pdf]

    Decision notices Published: 28/02/2024
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a Cancellation

  10. Decision Notice: Financial Page Ltd (in liquidation) [pdf]

    Decision notices Published: 09/05/2019
    This decision notice (Financial Page Ltd (in liquidation)) refers to breaches of PRIN 1 and section 20 FSMA related to mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a public
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