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Showing 4991 to 5000 of 6326 search results for This final notice.

  1. Notice of Decision 2023: Total Redress Services Ltd [pdf]

    Decision notices Published: 29/09/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Notice of Decision 2024: Aurum Prestige Motors Limited [pdf]

    Decision notices Published: 05/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. Notice of Decision 2023: LJC Finance & Leasing Limited [pdf]

    Decision notices Published: 24/10/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Restrictions placed on Mrs Lisa Campbell

    News stories Published: 04/04/2023 Last modified: 31/08/2023
    On 3 April 2023, we imposed a number of conditions on the approval of Mrs Lisa Campbell as a senior manager of Campbell & Associates Independent Financial Advice Limited.

  5. Conduct risk in FX markets

    Speeches Published: 30/11/2016 Last modified: 30/11/2016
    Speech by Edwin Schooling Latter, Head of Markets Policy at the FCA, delivered at FX Week Europe.

  6. FCA Decision Notice 2016: Michael Wilkinson trading as Michael Wilkinson Mortgages [pdf]

    Decision notices Published: 27/09/2016
    This decision notice refers to breaches of PRIN 4, PRIN 11, COND, MIPRU and SUP related to failing to be open and co-operative and threshold conditions in the regulated home finance sector. Our view is that a cancellation should be imposed.

  7. Impact assessment: Strengthening accountability in banking and insurance: regulatory reference final rules (PS16/22) [pdf]

    Impact assessments Published: 23/06/2017
    This impact assessment relates to Strengthening accountability in banking and insurance: regulatory reference final rules (PS16/22) . It has been verified by the Regulatory Policy Committee.

  8. Notice of Decision 2023: Gateway Financial Solutions Limited [pdf]

    Decision notices Published: 07/07/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. PS16/20: Payment Accounts Regulations 2015 - feedback on CP16/7, final Handbook changes and finalised guidance

    Policy statements Published: 01/08/2016 Last modified: 01/08/2016
    The PARs require some changes to be made to our Handbook before this date. ... In this Policy Statement we summarise the feedback and respond to the issues raised.

  10. FCA Handbook Notice 14 [pdf]

    Handbook Published: 05/08/2014 Last modified: 05/08/2014
    This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) under its legislative powers on 26 June 2014. It also contains information about other publications relating to the Handbook and, if
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