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Notice of Decision 2024: Sovereign Home Improvements Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
How we decide rates for annual fees
Find out about the yearly round of consultations and policy proposals that the FCA uses to set fees for the next financial year. -
FCA Decision Notice 2013: Andrew Peter Wilkins [pdf]
This decision notice refers to breaches of PRIN 6 related to financial promotions and unfair treatment of customers in the investment advisers and platforms sector. We imposed a fine and partial prohibition. -
Notice of Decision 2024: Chepstow Contract rentals Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
The defining challenge of our time
Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the NAPF Investment Conference, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version. -
OFT Requirement Notice: Newtomorrow Limited [pdf]
This Notice from the OFT placed a requirement onNewtomorrow Limited which applies to its Consumer Credit Interim Permission. -
Decision Notice 2023: Bangor Tyre Service Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
MS19/1: Credit Information Market Study
We have published the Final Report for the Credit Information Market Study. It contains our proposed package of remedies aimed at addressing concerns we identified in the market. We also set out feedback received from stakeholders in response to -
PS19/29: Making transfers simpler – feedback to CP19/12 and final rules
CP19/12: Consultation on Investment Platforms Market Study Remedies -
The basic advice regime under MiFID II & IDD
The FCA explains the update that includes important information for firms selling stakeholder products using basic advice and the impact of MiFID II and IDD.