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Showing 5081 to 5090 of 6327 search results for This final notice.

  1. Where next for UK Market Structure

    Speeches Published: 03/03/2022 Last modified: 03/03/2022
    Speech by Edwin Schooling Latter, FCA Director of Markets and Wholesale Policy and Wholesale Supervision, delivered at Rosenblatt's European Market Structure conference.

  2. Innovate Finance Global Summit

    Speeches Published: 11/04/2016 Last modified: 09/05/2016
    Speech by Christopher Woolard, FCA Director of Strategy and Competition, delivered at the Innovate Finance Global Summit on 11 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.

  3. Notice of Decision 2024: JC Car Sales Scotland Ltd [pdf]

    Decision notices Published: 05/03/2024
    “This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation”.

  4. Decision Notice 2018: John Lawrence Radford [pdf]

    Decision notices Published: 26/01/2018
    This decision notice refers to breaches of APER 6 and APER 7 related to client money/assets in the general insurance and protection sector. Our view is that a fine and prohibition should be imposed.

  5. Notice of Decision 2023: Indigo Fleet Management Limited [pdf]

    Decision notices Published: 10/08/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  6. Other interventions

    Focus areas Published: 22/07/2019 Last modified: 29/06/2023
    What the FCA is doing to assess creditworthiness, address harm in motor finance, study the credit information market, review the Consumer Credit Act and consider alternatives to high-cost credit.

  7. Notice of Decision 2024: Greenbank Caravans & Trailers Limited [pdf]

    Decision notices Published: 10/05/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  8. EBA Guidelines on ICT and Security Risk Management

    Statements Published: 25/06/2020 Last modified: 06/07/2020
    The FCA has notified the EBA that it intends to comply with the European Banking Authority (EBA) final Guidelines on ICT and security risk management for credit institutions, investment firms and payment service providers.

  9. Improper delegation of authorised activities - a notice for financial adviser firms and their advisers

    Multi-firm reviews Published: 30/11/2015 Last modified: 18/05/2017
    Firms that are approached to delegate their regulated activities, such as providing pension switching advice, to an unauthorised third party need to be aware of the serious implications that may arise as a result of entering into this type of

  10. MiFID II – the road ahead

    Speeches Published: 20/10/2015 Last modified: 26/10/2015
    Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.
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