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Showing 5111 to 5120 of 6327 search results for This final notice.

  1. Decision Notice 2019: Standard Chartered Bank [pdf]

    Decision notices Published: 09/04/2019
    This decision notice refers to breaches of the Money Laundering Regulations 2007 related to financial crime in the investment and retail bank sector. We imposed a fine.

  2. Filing of Structured Annual Financial Reports

    Markets Published: 14/09/2020 Last modified: 09/02/2024
    ESEF is the standard for digital financial reporting by companies admitted to trading on EU and UK regulated markets.

  3. OFT Requirement Notice: Money Advice Direct Limited [pdf]

    Requirement notices Published: 21/01/2011 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on Money Advice Direct Limited which applies to its Consumer Credit Interim Permission.

  4. OFT Requirement Notice: Kingston Debt Solutions Ltd [pdf]

    Requirement notices Published: 25/05/2012 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on Kingston Debt Solutions Ltd which applies to its Consumer Credit Interim Permission.

  5. Individual - Notification for Change in Controller (Section 178 notice) [doc]

    Forms Published: 01/04/2013 Last modified: 23/06/2022
    This form should be completed by an individual who wishes to acquire control or to increase control in a firm or in a parent undertaking of the firm.

  6. Decision Notice 2022: Montgomery Corporate Finance Limited (Formerly Hennessy Jones Corporate Finance Limited) [pdf]

    Decision notices Published: 20/01/2023
    This notice of decision to cancel (Montgomery Corporate Finance Limited (Formerly Hennessy Jones Corporate Finance Limited)) refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations

  7. Notice of Decision 2024: Gocar Motor Finance (UK) Ltd [pdf]

    Decision notices Published: 02/07/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  8. Notice of Decision 2024: Walter Downing Car Sales Ltd [pdf]

    Decision notices Published: 27/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  9. FCA response to the Complaints Commissioner’s Report 202300537 [pdf]

    Corporate documents Published: 20/06/2024
    We have considered the Complaints Commissioner’s Final Report on this complaint.

  10. FCA consumer credit webinar

    News stories Published: 28/11/2013 Last modified: 28/11/2013
    This was part of a series of roadshows to discuss our proposals to regulate consumer credit. ... radios. Yes. No. What can we do to improve pages like this?
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