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Showing 5121 to 5130 of 6327 search results for This final notice.

  1. FCA sets out 14-point action plan on cash savings

    Press Releases Published: 31/07/2023 Last modified: 31/07/2023
    Action plan to ensure firms are passing on interest rate rises to savers appropriately, that they’re communicating with customers much more effectively and offering them better savings rate deals.

  2. Notice of Decision 2024: Intelligent Networks Solutions Limited [pdf]

    Decision notices Published: 06/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. FCA response to the Complaints Commissioner’s Report 202300537 [pdf]

    Corporate documents Published: 20/06/2024
    We have considered the Complaints Commissioner’s Final Report on this complaint.

  4. Competition law

    How we regulate Published: 20/04/2016 Last modified: 19/07/2022
    How the FCA uses competition law powers, including what this means for firms, and how to report competition law infringements.

  5. Notice of Decision to Cancel: Euro Commercial Trading Limited [pdf]

    Cancellation notices Published: 17/03/2015 Last modified: 17/03/2015
    For the reasons set out in this Notice of Decision to Cancel, the FCA is taking action against Euro Commercial Trading Limited (formerly Financial Guarantee Limited).

  6. Decision Notice 2018: Lewis Alexander Limited [pdf]

    Decision notices Published: 27/04/2018
    This decision notice (Lewis Alexander Limited) refers to the firm not demonstrating the level of cooperation that is expected of a regulated firm, meaning the FCA cannot satisfy itself that the firm will satisfy, and continue to satisfy threshold

  7. Update on LF Woodford Equity Income Fund

    Statements Published: 05/06/2019 Last modified: 05/06/2019
    The Financial Conduct Authority (FCA) today provides an update following the announcement on Monday 3 June that dealing in the units of the LF Woodford Equity Income Fund (the 'Fund') had been suspended. This statement provides additional

  8. Submit a prospectus or circular

    Markets Published: 02/05/2016 Last modified: 29/07/2024
    There are several investor documents that must be submitted for FCA approval before publication. Find out more about each one, how to submit and approval.

  9. FCA publishes near final rules on MiFID II and encourages firms to submit applications for MiFID II authorisation

    Press Releases Published: 31/03/2017 Last modified: 31/03/2017
    The Financial Conduct Authority (FCA) has today published near final rules on the implementation of the Markets in Financial Instruments Directive (MiFID) II. These include changes to the trading of financial instruments including issues affecting

  10. Notice of Decision 2023: George Donald (Warehouseman) Limited [pdf]

    Decision notices Published: 30/06/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation
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