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Showing 5141 to 5150 of 6327 search results for This final notice.

  1. Shaping the future in asset management

    Speeches Published: 30/10/2013 Last modified: 30/10/2013
    Keynote speech by Martin Wheatley, Chief Executive of the FCA, at the FCA Asset Management Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  2. PS21/15: Regulation of funeral plans: Feedback to CP21/20 and final rules

    Policy and guidance Policy statements Published: 05/07/2021 Last modified: 05/11/2021
    We set out our final and near final rules on funeral plans regulation, including new guidance for providers on their arrangements for trust-backed funeral plans.

  3. PS18/8: Implementing asset management market study remedies and changes to our Handbook – feedback to CP17/18 and final rules

    Policy statements Published: 28/06/2017 Last modified: 05/04/2018
    This policy statement sets out our final rules and guidance to address some of the findings of the asset management market study, focused on the duties that authorised fund managers have as the agents of investors in their funds.

  4. Notice of Decision to Cancel: Orkin Financial Services Limited [pdf]

    Cancellation notices Published: 17/03/2015 Last modified: 17/03/2015
    For the reasons set out in this Notice of Decision to Cancel, the FCA is taking action against Orkin Financial Services Limited.

  5. Amerdeep Somal appointed as Complaints Commissioner

    Press Releases Published: 09/09/2020 Last modified: 09/09/2020
    The Financial Conduct Authority (FCA), the Prudential Regulation Authority (PRA) and the Bank of England have today announced the appointment of Amerdeep Somal as Complaints Commissioner.

  6. Impact Assessment: PS19/17: Buy Now Pay Later offers – Feedback on CP18/43 [pdf]

    Impact assessments Published: 16/01/2020
    This impact assessment PS19/17: Buy Now Pay Later (BNPL) offers refers to feedback on CP18/43 and final rules.

  7. Reaping the rewards of investing in women

    Speeches Published: 16/04/2024 Last modified: 24/04/2024
    Speech by Sheree Howard, Executive Director of Risk and Compliance Oversight at PIMFA Women’s symposium conference

  8. Notice of intention to exercise the right of establishment in another EEA member state in accordance with the Second Electronic Money Directive [doc]

    Forms Published: 19/04/2013 Last modified: 02/01/2018
    You must complete this notification if you are an Electronic Money Institution (EMI) that wishes to establish a branch in another European Economic Area (EEA) member state and/or an agent/distributor in another EEA state for the first time, in

  9. Raising procedural issues with our Procedural Officer

    How we regulate Published: 29/03/2017 Last modified: 19/07/2022
    If you’re involved in an FCA Competition Act 1998 case, you can raise unresolved procedural issues with the FCA Procedural Officer. Find out more about making an application.

  10. Notice of Decision 2023: Ivan John Barker (trading as Goodwin Park) [pdf]

    Decision notices Published: 14/11/2023
    This Notice of Decision refers to a failure to carry on regulated activity. We imposed a cancellation.
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