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The FCA has today published Decision Notices in respect of three former members of Keydata’s senior management: Stewart Ford, Mark Owen and Peter Johnson
In April 2010, the Financial Services Act 2010 amended section 391 of FSMA giving the FCA the power to publish decision notices. ... This power became active in October 2010. The FCA’s approach to publishing decision notices was explained in Policy -
Notice of decision 2023: DQN Global Capital Partners LLP [pdf]
Notice of decision: DQN Global Capital Partners LLP Conduct: Failing to carry out regulated activities -
Notice of Decision 2023: Integellus Financial Solutions Limited [pdf]
This Notice of Decision (Integellus Financial Solutions Limited) refers to a failure to carry on regulated activities. We imposed a cancellation. -
The role and responsibilities of a Sponsor
A Sponsor must be appointed and their role clear. Learn about the different principles for sponsors, their role, what they need to provide to us and protection. -
The future of open banking and the Joint Regulatory Oversight Committee
On 5 June 2023, the Joint Regulatory Oversight Committee set out an ambitious programme of work to take forward recommendations for the next phase of open banking in the UK. This includes the creation of two regulator-led working groups. The groups -
OFT Requirement Notice: European Change Consulting Limited [pdf]
This Notice from the OFT placed a requirement on European Change Consulting Limited which applies to its Consumer Credit Interim Permission. -
Advising on pension transfers – our expectations
Check the FCA requirements when you provide advice on pension transfers. -
PS24/4: Rules relating to Securitisation
The FCA sets out our final rules for the UK securitisation markets. -
Notice of Decision 2024: PC Autos Hire and Repair Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
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