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Showing 5181 to 5190 of 6330 search results for This final notice.

  1. A strategy for positive sustainable change

    Speeches Published: 03/11/2021 Last modified: 03/11/2021
    Speech by our CEO, Nikhil Rathi, delivered at COP26

  2. RCB key documents

    Published: 13/05/2016 Last modified: 27/03/2024
    Find our key documents and useful information if the regulated covered bonds regime applies to your firm.

  3. Warning Notice Statement 22/2 [pdf]

    Warning notices Published: 16/03/2022
    On 17 January 2022, the Financial Conduct Authority (the FCA) gave Metro Bank plc and certain individuals a warning notice each, proposing to take action in respect of the conduct summarised in this statement.

  4. Investment and corporate banking market study: MS15/1

    Market studies Published: 18/10/2016 Last modified: 27/06/2017
    In 2015-2016, we carried out a market study on investment and corporate banking services, focusing on primary market and related activities provided in the UK. We considered issues around choice of banks and advisers for clients, transparency of the

  5. First Supervisory Notice 2022: Samweb (UK) Ltd [pdf]

    Supervisory notices Published: 21/10/2022
    For the reasons given in this First Supervisory Notice, and pursuant to section 137S, of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to give the following directions ('the Directions”) and, pursuant to

  6. Trade data findings

    Corporate documents Published: 11/01/2022 Last modified: 03/03/2023
    We asked for your input on the changing use and value of data in wholesale financial markets. Here, we set out our analysis, findings and next steps.

  7. Warning Notice Statement 21/5 [pdf]

    Warning notices Published: 16/12/2021
    On 15 December 2021, the FCA gave GIML a warning notice proposing to take action in respect of the conduct summarised in this statement.

  8. Warning Notice Statement 21/6 [pdf]

    Warning notices Published: 16/12/2021
    On 15 December 2021, the FCA gave Mr Haywood a warning notice proposing to take action in respect of the conduct summarised in this statement.

  9. Warning Notice Statement 21/4 [pdf]

    Warning notices Published: 03/11/2021
    The Financial Conduct Authority gave a firm a Warning Notice on 16 September 2021 proposing to take action in respect of the conduct summarised in this statement.

  10. Warning Notice Statement 21/2 [pdf]

    Warning notices Published: 30/09/2021
    The Financial Conduct Authority (the FCA) gave three individuals a warning notice on 10 August 2021 proposing to take action in respect of the conduct summarised in this statement.
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