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Warning Notice Statement 21/3 [pdf]
The Financial Conduct Authority gave an individual a warning notice on 16 September 2021 proposing to take action in respect of the conduct summarised in this statement. -
Outlining the FCA’s approach to authorisation
Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Annual Conference. -
Warning Notice Statement 21/1 [pdf]
The Financial Conduct Authority (the FCA) gave three individuals warning notices on 16 July 2021 proposing to take action in respect of conduct summarised in this statement. -
PS19/22: Guidance on Cryptoassets
The FCA has carried out work on cryptoassets, both as part of a broader UK Cryptoasset Taskforce and independently to achieve our objectives. This policy statement is the next step in the FCA’s work on cryptoassets and sets out details on where -
Decision Notice 2023: John Charles Roche [pdf]
Headnote sentence: This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Procuring goods and services
Find out how to become a supplier to the FCA, including our policies and procedures for buying goods and services. -
Independent investigation into London Capital & Finance
Read the report of the independent investigation into the events relating to the FCA’s regulation of London Capital & Finance (LCF) following the firm’s failure. -
Is it a Wonderful Life?
Speech by Charles Randell, Chair, FCA delivered at the Retail Banking Conference 2019 in London -
Competition and investment banking
The FCA has this morning launched a review of competition in the wholesale sector. ... We think it is important to take this wide scope at this stage. -
OFT Requirement Notice: Mackenzie Hall Limited [pdf]
This Notice from the OFT placed a requirement on Mackenzie Hall Limited which applies to its Consumer Credit Interim Permission.