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Showing 5211 to 5220 of 6330 search results for This final notice.

  1. Notice of Decision 2024: Autopoint National Vehicle Sales Ltd [pdf]

    Decision notices Published: 26/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  2. Notice of Decision 2023: Michael Meehan trading as MC Car Sales [pdf]

    Decision notices Published: 24/07/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  3. FCA publishes Decision Notices against two individuals for acting without integrity in relation to pensions business

    Press Releases Published: 24/05/2024 Last modified: 24/05/2024
    The FCA has decided to ban Stephen Joseph Burdett and James Paul Goodchild from working in regulated financial services for recklessly exposing pension holders to unsuitable investments.

  4. FSA - PS13/7 Complaints against the regulators

    Policy statements Published: 25/03/2013 Last modified: 29/03/2013
    This Policy Statement sets out the scheme for complaints against the Bank of England, the Financial Conduct Authority and the Prudential Regulation Authority.

  5. Apply for fund authorisation

    Tasks for firms Published: 10/05/2015 Last modified: 25/01/2024
    Investment funds established in the UK and structured as collective investment schemes (CIS) must be authorised by us to be promoted to retail investors in the UK.

  6. PS15/31: Final Rules on changes to the Approved Persons Regime for insurers not subject to Solvency II

    Policy statements Published: 16/12/2015 Last modified: 26/05/2016
    PS15/31: Final Rules on changes to the Approved Persons Regime for insurers not subject to Solvency II. ... Non-Directive Firms or NDFs) and set out the final consequential changes to the Handbook.

  7. PS19/6: Rent-to-own price cap – feedback on CP18/35 and final rules

    Policy statements Published: 05/03/2019 Last modified: 05/03/2019
    This paper sets out final rules on a price cap in the rent-to-own market and summarises feedback to CP18/35.

  8. FCA consults on complaints handling improvements

    Press Releases Published: 12/12/2014 Last modified: 07/02/2022
    Financial services firms will no longer be able to use premium rate telephone numbers for customers as part of a series of proposals from the Financial Conduct Authority (FCA) on changes to the rules on complaint handling and post-sale telephone

  9. Notice of Decision 2023: Border Reivers (Classic Cars) Limited [pdf]

    Notices and decisions Published: 30/10/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. PS23/12: Complaints against the Regulators

    Policy statements Published: 27/07/2020 Last modified: 27/07/2023
    Alongside the PRA and the Bank, we set out the final changes to the Complaints Scheme we are introducing. We also set out our response to feedback we received to CP20/11.
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