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Showing 5221 to 5230 of 6330 search results for This final notice.

  1. Information on Collateral (UK) Ltd - February 2022

    FOI Release Date of Release: 18/02/2022
    The FCA provides information on Collateral (UK) Ltd in Liquidation.

  2. PS23/12: Complaints against the Regulators

    Policy statements Published: 27/07/2020 Last modified: 27/07/2023
    Alongside the PRA and the Bank, we set out the final changes to the Complaints Scheme we are introducing. We also set out our response to feedback we received to CP20/11.

  3. Notice of Decision 2024: Taylor Made Home Improvement Limited [pdf]

    Decision notices Published: 02/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  4. Operational resilience insights for insurance firms

    Firms General insurers and insurance intermediaries Published: 24/03/2022 Last modified: 31/01/2023
    Our rules come into force on 31 March 2022. Use these insights to review your firm’s approach and consider what actions you need to take.

  5. FCA response to the CMA’s final report on its investigation of investment consultancy and fiduciary management services

    Statements Published: 12/12/2018 Last modified: 12/12/2018
    Today the Competition and Markets Authority (CMA) published the final report and remedies for its market investigation of investment consultancy and fiduciary management services.

  6. Decision Notice: Andrew Page (Director of FPL) [pdf]

    Decision notices Published: 09/05/2018
    This decision notice (Andrew Page (Director of FPL)) refers to breaches of APER 1 and FIT related to a lack of fitness/propriety, mis-selling and failing to be open and co-operative in the investment adviser and pensions sector. Our view is that a

  7. How we process approved person applications

    Tasks for regulated firms Published: 12/05/2015 Last modified: 08/12/2022
    Find out what happens after submitting your application, including how long it takes for us to make a decision and the possible outcomes.

  8. London Court Limited enters liquidation

    Investments News stories Published: 22/07/2024 Last modified: 22/07/2024
    London Court Limited has entered creditors’ voluntary liquidation. Rehan Ahmed and Tauseef Rashid of Quantuma have been appointed as joint liquidators.

  9. The supervision of sponsors

    Markets Published: 04/05/2016 Last modified: 13/06/2022
    Our supervision of sponsors is distinct from our supervision of authorised firms. We focus on ensuring sponsors fulfil their responsibilities under the listing regime.

  10. Report fee tariff data: European Economic Area (EEA) firms

    Tasks for regulated firms Published: 09/05/2015 Last modified: 13/02/2023
    Find out what fees an EEA firm has to pay if it wants to set up a branch or offer cross-border services in the UK (passporting).
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