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Showing 5281 to 5290 of 6336 search results for This final notice.

  1. PS14/2: Incoming Statutory Regime for Primary Information Providers - including feedback on CP13/8 and final rules

    Policy statements Published: 31/01/2014 Last modified: 27/04/2016
    PS14/2: Incoming Statutory Regime for Primary Information Providers - including feedback on CP13/8 and final rules. ... In this Policy statement (PS) we publish our rules on the statutory regime for Primary Information Providers (PIPs).

  2. Closet trackers

    Tasks for regulated firms Published: 14/03/2018 Last modified: 16/02/2023
    Read more on how we review potential closet tracker funds and closet constrained funds as part of our ongoing supervision of UK authorised funds.

  3. Primary Market Bulletin Issue No. 30

    Newsletters Published: 19/08/2020 Last modified: 21/08/2020
    In this special edition, we publish general news and information, including changes to our Knowledge Base.

  4. First Supervisory Notice 2023: Samsky Pay Limited [pdf]

    Supervisory notices Published: 19/07/2023
    For the reasons given in this First Supervisory Notice, the FCA has decided to vary the registration granted to Samsky Pay Limited.

  5. PS18/8: Implementing asset management market study remedies and changes to our Handbook – feedback to CP17/18 and final rules

    Policy statements Published: 28/06/2017 Last modified: 05/04/2018
    This policy statement sets out our final rules and guidance to address some of the findings of the asset management market study, focused on the duties that authorised fund managers have as the agents of investors in their funds.

  6. Notice of Decision 2024: Derby Road Car Sales 2015 Limited [pdf]

    Decision notices Published: 25/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. Share, bond and boiler room scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how share and bond scams work, how to avoid them and what to do if you’re scammed.

  8. Research Note: Cryptoasset consumer research

    Data and research Research notes Published: 30/06/2020 Last modified: 30/06/2020
    A quantitative study that increases understanding of the market size, consumer profiles and attitudes towards cryptoassets.

  9. Debating trust and confidence in banking

    Speeches Published: 28/05/2015 Last modified: 28/05/2015
    Speech by Martin Wheatley, Chief Executive of the FCA, delivered at the ResPublica Vocational Banking event in London. This is the text of the speech as drafted, which may differ from the delivered version.

  10. PS21/15: Regulation of funeral plans: Feedback to CP21/20 and final rules

    Policy and guidance Policy statements Published: 05/07/2021 Last modified: 05/11/2021
    We set out our final and near final rules on funeral plans regulation, including new guidance for providers on their arrangements for trust-backed funeral plans.
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