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OFT Requirement Notice: Wonga Customer Services (Pty) Ltd [pdf]
This Notice from the OFT placed a requirement on Wonga Customer Services (Pty) Ltd which applies to its Consumer Credit Interim Permission. -
First Supervisory Notice 2021: FXBFI Broker Financial Invest Ltd [pdf]
This First Supervisory Notice concerns the FCA’s use if its power of intervention in respect of a firm operating post-Brexit under the Temporary Permissions Regime. -
Statement on supervision of commodity position limits
In December 2020, we published a Supervisory Statement setting out our approach to the operation of the MiFID markets regime after the end of the EU withdrawal transition period. -
Analysing the impact of EMIR variation margin requirements
This page summarises our research into derivatives trading data to assess the impact on firms. -
Notice of Decision 2023: Client's First Financial Consultants Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Highlights of the FCA’s new approach in 2021
Our mission is to protect consumers from harm, enhance the integrity of the UK’s financial system and promote competition. We are continuing to pursue these objectives while also working to become a more innovative, adaptive and assertive regulator -
Assessing the value of financial advice
Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to The Personal Investment Management and Financial Advice Association (PIMFA) in London. -
PS15/32: Amendments to Various Forms
This Policy Statement summarises the feedback received during the consultation CP15/29 and confirms the final policy and forms. ... This Policy Statement summarises the feedback received and confirms the final policy and forms. -
Notice of Decision 2023: Eighty Seventy Facilities Management Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FCA and Industry Working Group on interest-only mortgages
We are working with mortgage lenders and administrators to continue its work in the interest-only mortgage market.