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Showing 5301 to 5310 of 6336 search results for This final notice.

  1. FCA Authorisations operating service metrics 2022/23 Q4

    Data Published: 19/05/2023 Last modified: 15/03/2024
    The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data is for January to March 2023.

  2. MS17/1: Investment platforms market study

    Market studies Published: 16/07/2018 Last modified: 04/05/2022
    Following the publication of the Investment Platforms Market Study Final Report and Consultation Paper 19/12 proposing new rules in March this year, the FCA have published Policy Statement 19/29 setting out final rules.

  3. FCA confirms new rules for P2P platforms

    Press Releases Published: 04/06/2019 Last modified: 04/06/2019
    Following consultation, the Financial Conduct Authority (FCA) is introducing rules designed to prevent harm to investors, without stifling innovation in the peer-to-peer (P2P) sector. When the FCA set its first rules for P2P, it committed to keep

  4. Notice of Decision 2024: Waste Spectrum Incineration Systems Limited [pdf]

    Decision notices Published: 30/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  5. FCA Handbook Notice 32 supplement [pdf]

    Handbook Published: 28/04/2016 Last modified: 28/04/2016
    This document introduces the European Long-Term Investment Funds Regulation (No 2) Instrument 2016 (FCA 2016/34 / FOS 2016/7), which was made by the FCA Board on 21 April 2016. On 27 April 2016, the voluntary jurisdiction rules and standard terms

  6. Notice of Decision 2024: Mark Beckett T/A Skelton Car Company [pdf]

    Decision notices Published: 16/04/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

  7. The future of financial services regulation in the UK

    Speeches Published: 29/10/2019 Last modified: 29/10/2019
    Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK Financial Services Industry Beyond Brexit Summit, London.

  8. Handbook Release 134 - Summary [pdf]

    Handbook Published: 19/02/2013 Last modified: 30/05/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date as at Release 134. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  9. Handbook Release 135 - Summary [pdf]

    Handbook Published: 11/03/2013 Last modified: 30/05/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date as at Release 135. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.

  10. Handbook Release 119 - Summary [pdf]

    Handbook Published: 14/11/2011 Last modified: 30/05/2013
    This Release contains pages to be inserted into your paper version of the Handbook in order to bring it up to date as at Release 119. These pages incorporate the changes made on a particular date, as described in the relevant Handbook Notice.
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