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Showing 5321 to 5330 of 6336 search results for This final notice.

  1. PS19/17: Buy Now Pay Later offers – feedback on CP18/43 and final rules

    Policy statements Published: 12/06/2019 Last modified: 12/06/2019
    In this paper, the FCA sets out its final position and Handbook rules to permanently prohibit the sale, marketing and distribution of binary options to retail consumers by firms that carry out activity in, or from, the UK.

  2. The role of the FCA in a changing regulatory landscape

    Speeches Published: 27/10/2022 Last modified: 27/10/2022
    Speech by Nikhil Rathi, our Chief Executive, delivered at the Lord Mayor's City Banquet at Mansion House.

  3. Brexit countdown for UK financial services sector

    Press Releases Published: 24/12/2020 Last modified: 24/12/2020
    With one week to go until the end of the Brexit transition period, the FCA is urging financial services companies to ensure they are ready

  4. The FCA has today published Decision Notices in respect of three former members of Keydata’s senior management: Stewart Ford, Mark Owen and Peter Johnson

    Press Releases Published: 26/05/2015 Last modified: 02/06/2015
    In April 2010, the Financial Services Act 2010 amended section 391 of FSMA giving the FCA the power to publish decision notices. ... This power became active in October 2010. The FCA’s approach to publishing decision notices was explained in Policy

  5. Decision Notice 2021: BlueCrest Capital Management (UK) LLP [pdf]

    Decision notices Published: 22/12/2021
    This decision notice (BlueCrest Capital Management (UK) LLP) refers to breaches of Principle 8 related to conflicts of interest in the asset management sector. Our view is that a financial penalty should be imposed.

  6. MLA E: Residential loans to individuals FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA E: Residential loans to individuals FAQs

  7. Notice of Decision 2024: Wilson Motors Limited Liability-Partnership [pdf]

    Decision notices Published: 11/01/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation

  8. Competition enforcement powers information - October 2020

    FOI Release Date of Release: 16/10/2020
    FCA provides information relating to competition enforcement powers.

  9. Company annual financial reporting in electronic format

    Markets Markets policy Published: 20/11/2020 Last modified: 28/07/2023
    We require all issuers who produce annual financial reports under our Disclosure, Guidance and Transparency Rules (DTRs) sourcebook to prepare, publish and file those reports in the correct electronic reporting format.

  10. PS21/3 Building operational resilience

    Policy statements Published: 29/03/2021 Last modified: 31/03/2022
    We are setting out our final rules and guidance on new requirements to strengthen operational resilience in the financial services sector.
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