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Showing 5361 to 5370 of 6336 search results for This final notice.

  1. The FCA welcomes the Secondary Capital Raising Review Report

    Statements Published: 19/07/2022 Last modified: 19/07/2022
    FCA welcomes the publication of the Capital Raising Review final report, commissioned by the Government in October 2021.

  2. PS20/6 Pension transfer advice: feedback on CP19/25 and our final rules and guidance

    Policy and guidance Policy statements Published: 05/06/2020 Last modified: 05/06/2020
    The FCA has published new rules and guidance on pension transfer advice, particularly defined benefit (DB) to defined contribution (DC) transfers. This Policy Statement forms part of a wider package to improve the suitability of pension transfer

  3. First Supervisory Notice 2024: City & Merchant Limited [pdf]

    Supervisory notices Published: 17/07/2024
    For the reasons given in this First Supervisory Notice we have decided to impose certain requirements on City & Merchant Limited with immediate effect.

  4. Notice of Decision 2024: Medical and Aesthetic Training Academy Limited [pdf]

    Decision notices Published: 01/03/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

  5. FCA publishes update on the cash savings market

    Statements Published: 06/12/2023 Last modified: 06/12/2023
    This data update follows the 14-point action plan the FCA set out in July and delivers on its commitment to monitor relevant firm and market trends.

  6. So long LIBOR – 3 weeks to go

    Speeches Published: 10/12/2021 Last modified: 10/12/2021
    Speech by Edwin Schooling Latter, FCA Director of Markets and Wholesale Policy and Wholesale Supervision, delivered at delivered at Risk.net’s LIBOR telethon.

  7. Culture and conduct - extending the accountability regime

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at City and Financial Summit, London.

  8. Impact assessment: Handbook Notice 28 - Supervision Manual [pdf]

    Impact assessments Published: 23/03/2017
    This impact assessment relates to Handbook Notice 28 - Supervision Manual. It has been verified by the Regulatory Policy Committee.

  9. Supervising firms in SRO

    Firms Focus areas Last modified: 02/01/2024
    We explain how we supervise firms in the temporary permissions regime (TPR).

  10. FCA proposes new rules to tackle greenwashing

    Press Releases Published: 25/10/2022 Last modified: 25/10/2022
    In a bid to clamp down on greenwashing, the FCA is proposing a package of new measures including investment product sustainability labels and restrictions on how terms like ‘ESG’, ‘green’ or ‘sustainable’ can be used.
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