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Showing 5391 to 5400 of 6336 search results for This final notice.

  1. PS23/6: Financial promotion rules for cryptoassets

    Policy statements Published: 07/06/2023 Last modified: 15/11/2023
    We summarise the feedback we received to CP22/2 on cryptoassets and set out our final policy position and near final Handbook rules.

  2. Statement of Policy: Delaying annual company accounts during the coronavirus crisis

    Statements Published: 26/03/2020 Last modified: 11/08/2023
    Companies and their auditors currently face unprecedented challenges in preparing audited financial information as a result of the coronavirus pandemic. In response to the current situation, the FCA, FRC and PRA are today announcing a series of

  3. Wealth Management Association (formerly APCIMS) speech

    Speeches Published: 09/10/2013 Last modified: 10/10/2013
    Speech by FCA Chairman, John Griffith-Jones, delivered to the Wealth Management Association in London. This is the text of the speech as drafted, which may differ from the delivered version.

  4. MLA D: Lending - business flow and rates FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA D: Lending - business flow and rates FAQs

  5. Statement on peer-to-peer applications for full authorisation

    Statements Published: 31/03/2016 Last modified: 31/03/2016
    This is a young and innovative market and we expect the Innovative Finance ISA, which launches on 6 April, to further increase consumers’ awareness of peer-to-peer lending (P2P). ... radios. Yes. No. What can we do to improve pages like this?

  6. Warning notice statement 17/5 – Firm [pdf]

    Warning notices Published: 15/08/2017
    The Financial Conduct Authority (the FCA) gave Interactive Brokers (UK) Ltd (IBUK) a warning notice on 25 July 2017 proposing to take action in respect of the conduct summarised in this statement.

  7. Speech: Regulators should heed lessons from mishandling of Hillsborough process

    Insight Published: 07/06/2016 Last modified: 17/02/2017
    And this sense destroys trust and confidence not just in individual institutions but in the system. ... And this brings me on to my third and final lesson: fairness.

  8. PS16/12: Pension reforms – feedback on CP15/30 and final rules and guidance

    Policy statements Published: 25/04/2016 Last modified: 25/04/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper 15/30 (Pension reforms – proposed changes to our rules and guidance) and publish the final rules and ... This Policy Statement summarises the responses we received to

  9. Vote Reporting Group

    Firms Published: 24/02/2023 Last modified: 26/04/2024
    Find out how the group aims to improve shareholder vote reporting by UK asset managers.

  10. FCA publishes Decision Notices for Carillion plc (in liquidation) and three of its former executive directors

    Press Releases Published: 28/07/2022 Last modified: 28/07/2022
    The FCA has imposed a public censure on Carillion, rather than a financial penalty, given the firm is insolvent and in liquidation
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