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Showing 5401 to 5410 of 6336 search results for This final notice.

  1. FCA acts to protect consumers’ pension pots

    Press Releases Published: 28/06/2018 Last modified: 11/04/2024
    The FCA is consulting on a package of measures designed to protect consumers, improve engagement and promote competition in the retirement income market.

  2. TR: Staff remuneration and incentives

    Thematic reviews Published: 12/08/2015 Last modified: 04/07/2017
    This review looked at how consumer credit firms pay and incentivise their staff and manage the risks arising from these reward arrangements.

  3. FCA to launch enhanced Financial Services Register

    Mortgage lenders and intermediaries News stories Published: 09/07/2020 Last modified: 13/07/2020
    The FCA will be replacing its existing Financial Services Register with an enhanced Financial Services Register. We will then add a directory of certified and assessed persons to the Register.

  4. Motor finance agreements and coronavirus: draft temporary guidance for firms

    Guidance consultations Published: 17/04/2020 Last modified: 30/11/2020
    This guidance applies to regulated firms that issue regulated motor finance agreements.

  5. FCA to regulate seven additional financial benchmarks

    Press Releases Published: 22/12/2014 Last modified: 04/11/2019
    The Financial Conduct Authority (FCA) will regulate seven additional major UK-based financial benchmarks in the fixed income, commodity and currency markets from 1 April 2015. This extends the FCA’s initial regulation of LIBOR (the London

  6. Warning notice statement 14/1 – Individual [pdf]

    Warning notices Published: 03/02/2014 Last modified: 03/02/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 28 November 2013 proposing to take action in respect of the conduct summarised in this statement.

  7. 3-month synthetic sterling LIBOR – 1 month to go

    News stories Published: 29/02/2024 Last modified: 29/02/2024
    FCA issues final message before the end-March 2024 deadline and a reminder of the expected cessation of US dollar synthetic LIBOR at end-September 2024.

  8. First Supervisory Notice 2023: David Stock & Co Limited [pdf]

    Supervisory notices Published: 19/05/2023
    For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on David Stock & Co Limited

  9. Are small firms being locked out of the derivatives market?

    Insight Published: 30/06/2017 Last modified: 30/06/2017
    This variation margin requirement, as it is known, is not big news outside finance. ... Anecdotal evidence suggests counterparties front-loaded transactions ahead of this date to avoid dealing with any post-implementation uncertainty.

  10. Retail Distribution Revew: Post Implementation Review - Europe Economics [pdf]

    External research Published: 16/12/2014 Last modified: 16/12/2014
    This is Europe Economics’ final report on the impacts of the Retail Distribution Review (RDR). This work is part of the first phase of the Financial Conduct Authority’s (FCA’s) post-implementation review (PIR) of the RDR.
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