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Showing 5411 to 5420 of 6336 search results for This final notice.

  1. FCA statement on MiFID II inducements and research

    Statements Published: 26/10/2017 Last modified: 26/10/2017
    The FCA welcomes the announcements made today by the European Commission and the US Securities and Exchange Commission (US SEC) in relation to the MiFID II inducements and research reforms and their interaction with US regulation.

  2. FCA stops FXVC offering CFDs to UK customers

    Press Releases Published: 16/04/2021 Last modified: 07/07/2021
    The FCA has acted to stop a Cypriot based firm, Finteractive Limited (trading as FXVC), from offering high risk contracts for difference (CFDs) to UK investors

  3. National Storage Mechanism

    Markets Published: 03/05/2016 Last modified: 30/05/2024
    The National Storage Mechanism (NSM) allows you to access regulated announcements and disclosed documents. Find out what is stored and how to use it.

  4. PS18/15: Extending the Senior Managers & Certification Regime to insurers – Feedback to CP17/26 and CP17/41 and near-final rules

    Policy statements Published: 26/07/2017 Last modified: 04/07/2018
    We have published near-final rules on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms.

  5. First Supervisory Notice 2023: Roark Holdings Ltd [pdf]

    Supervisory notices Published: 13/03/2023
    For the reasons given in this First Supervisory Notice, and pursuant to regulation 12(1) of the Payment Services Regulations 2017, the Financial Conduct Authority has decided to vary the authorisation granted to Roark Holdings Ltd pursuant to Part 2

  6. Statement on communications in relation to PRIIPs and UCITS

    Statements Published: 30/11/2023 Last modified: 30/11/2023
    Issuing limited forbearance to allow firms to provide additional disaggregated disclosure on costs and charges to support the aggregated figure. This is the result of engagement with the investment trust industry.

  7. IRHP: background to the review

    Consumers Know your rights Published: 26/05/2016 Last modified: 14/12/2021
    Information on why the review was conducted. 

  8. General FAQs for policyholders with business interruption insurance

    Firms Published: 29/01/2021 Last modified: 03/11/2022
    Guidance on how to make a claim and more information on clauses.

  9. PS15/5: Final rules for charges in workplace personal pension schemes and feedback on CP14/24

    Policy statements Published: 02/03/2015 Last modified: 30/08/2015
    This Policy Statement summarises the responses to our consultation, provides our response to the feedback and publishes the final rules. ... This Policy Statement will be of interest to:. firms operating workplace personal pension schemes.

  10. FCA provides clarity on current cryptoassets regulation

    Press Releases Published: 31/07/2019 Last modified: 31/07/2019
    The FCA is today publishing Final Guidance which sets out the cryptoasset activities it regulates. This is in response to the FCA’s consultation published earlier this year.
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