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Showing 5441 to 5450 of 6336 search results for This final notice.

  1. FCA begins review of financial advice market

    Press Releases Published: 01/05/2019 Last modified: 11/04/2024
    The FCA is asking for feedback on its proposed approach to reviewing the Retail Distribution Review and the Financial Advice Market Review.

  2. Alexander David Securities Limited enters liquidation

    News stories Published: 04/07/2022 Last modified: 14/10/2022
    On 1 July 2022 Alexander David Securities Limited (ADSL) entered creditors’ voluntary liquidation and Shane Cooks, Emma Sayers and Malcolm Cohen of BDO LLP were appointed as joint liquidators.

  3. Effectiveness of the AML regime in disrupting financial crime

    Speeches Published: 10/11/2016 Last modified: 06/12/2016
    Opening comments by Rob Gruppetta, Head of the Financial Crime Department at the FCA, for a panel discussion at our Financial Crime Conference.

  4. PS24/5: FCA regulated fees and levies 2024/25

    Policy statements Published: 03/07/2024 Last modified: 03/07/2024
    We publish our final regulatory fee and levy rates for 2024/25, including feedback on CP24/6.

  5. FCA and Bank of England statement on joint review of open-ended funds

    Statements Published: 16/12/2019 Last modified: 16/12/2019
    The Financial Policy Committee has set out initial findings of a joint review by the Financial Conduct Authority and the Bank of England on open-ended investment funds and the risks posed by their liquidity mismatch in its Financial Stability Report.

  6. PS15/23: Consumer credit - feedback on CP15/6 and final rules and guidance

    Policy statements Published: 28/09/2015 Last modified: 03/09/2016
    PS15/23: Consumer credit - feedback on CP15/6 and final rules and guidance. ... In this policy statement we report on the main issues arising from CP15/6 (Consumer credit – proposed changes to our rules and guidance) and publish the final rules and

  7. Decision Notice: Cathay International Holdings Limited [pdf]

    Decision notices Published: 31/05/2019
    This decision notice (Cathay International Holdings Limited) refers to breaches of the Listing Principles and Disclosure Rules and Transparency Rules in the issuer sector. Our view is that a fine should be imposed.

  8. Conduct risk during LIBOR transition

    Firms Focus areas Markets Markets policy Published: 19/11/2019 Last modified: 09/01/2023
    Questions and answers for firms on conduct risk during LIBOR transition.

  9. Collaborate to compete: why we must all embrace a growth mindset

    Speeches Published: 16/10/2023 Last modified: 18/10/2023
    Speech by Nikhil Rathi, Chief Executive, FCA, delivered at the City Dinner, Mansion House.

  10. CP13/12: CRD IV for investment firms

    Consultation papers Published: 10/10/2013 Last modified: 30/08/2015
    The proposals in this paper apply principally to the following FCA-authorised firms:. ... For more information:. view theradios. Yes. No. What can we do to improve pages like this?
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