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Showing 5461 to 5470 of 6336 search results for This final notice.

  1. Investors warned over Connaught Income Funds

    News stories Published: 26/05/2011 Last modified: 16/07/2014
    We believe this is misleading. Connaught’s marketing material compares the returns on its funds with fixed-rate notice bank and building society accounts. ... If you have any further questions at this stage you should contact the adviser that sold you

  2. First Supervisory Notice 2023: Harvest Associates Ltd [pdf]

    Supervisory notices Published: 05/06/2023
    For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the FCA has decided to impose the following requirements on Harvest Associates Ltd with immediate effect.

  3. FSCS supplementary levies for 2017/18

    Tasks for regulated firms Published: 19/03/2018 Last modified: 13/02/2023
    Find out more about the FSCS’s supplementary levy and why the retail pool is triggered

  4. GC16/3: Primary Market Bulletin No. 13

    Newsletters Published: 29/03/2016 Last modified: 03/09/2016
    This guidance is likely to be of most relevance to issuers of transferable securities and their advisers, investors and other persons who interact with the UK Listing Authority. ... A cost benefit analysis is not included in this consultation. Please

  5. PS14/10: Client money held in Individual Savings Accounts and feedback to CP14/9 and final rules

    Policy statements Published: 01/07/2014 Last modified: 01/07/2014
    PS14/10: Client money held in Individual Savings Accounts and feedback to CP14/9 and final rules. ... This PS should be read by:. ISA managers who manage either stocks and shares ISAs or cash ISAs and hold, or wish to hold, those monies as client money.

  6. General insurance add-ons market study

    Market studies Published: 24/07/2014 Last modified: 01/04/2016
    This report sets out our final findings from our market study on the sale of general insurance add-ons. ... Further to our consultation on the GAP insurance market remedy (CP14/29), we have issued our Policy Statement (PS15/13) and final rules to improve

  7. CP19/2: Brexit and contractual continuity

    Consultation papers Published: 08/01/2019 Last modified: 06/10/2020
    The financial services contracts regime (FSCR) allows EEA firms to run off their regulated business in the UK, if the UK leaves the EU without an implementation period.

  8. PS15/28: Capital resources requirements for personal investment firms (PIFs): feedback on CP15/17 and final rules

    Policy statements Published: 08/12/2015 Last modified: 11/08/2023
    Policy Statement on the main issues arising from CP15/17: Capital resources requirements for personal investment firms (PIFs) and publish the final rules.

  9. Getting affordability right in consumer credit

    Speeches Published: 15/03/2018 Last modified: 15/03/2018
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, at Credit Summit, London.

  10. PS16/14: Financial Services Compensation Scheme – Changes to the Compensation sourcebook: feedback on CP15/40 and final rules

    Policy statements Published: 29/04/2016 Last modified: 29/04/2016
    PS16/14: Financial Services Compensation Scheme – Changes to the Compensation sourcebook: feedback on CP15/40 and final rules. ... In this Policy Statement we report on the main issues arising from Consultation Paper 15/40: Financial Services
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