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Showing 5511 to 5520 of 6336 search results for This final notice.

  1. Warning notice statement 14/8 – Individual [pdf]

    Warning notices Published: 15/04/2014 Last modified: 15/04/2014
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 6 March 2014 proposing to take action in respect of the conduct summarised in this statement.

  2. Warning notice statement 14/9 – Individual [pdf]

    Warning notices Published: 15/04/2014 Last modified: 15/04/2014
    The Financial Conduct Authority (the FCA) gave an individual a Warning Notice on 6 March 2014 proposing to take action in respect of the conduct summarised in this statement.

  3. Warning notice statement 14/7 – Individual [pdf]

    Warning notices Published: 27/03/2014 Last modified: 27/03/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 26 February 2014 proposing to take action in respect of the conduct summarised in this statement.

  4. Warning notice statement 14/6 – Individual [pdf]

    Warning notices Published: 27/03/2014 Last modified: 27/03/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 26 February 2014 proposing to take action in respect of the conduct summarised in this statement.

  5. Warning notice statement 14/4 – Individual [pdf]

    Warning notices Published: 03/03/2014 Last modified: 03/03/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 16 January 2014 proposing to take action in respect of the conduct summarised in this statement.

  6. Warning notice statement 14/3 – Individual [pdf]

    Warning notices Published: 27/02/2014 Last modified: 27/02/2014
    The Financial Conduct Authority (the FCA) gave an individual a warning notice on 21 January 2014 proposing to take action in respect of the conduct summarised in this statement.

  7. FSCS supplementary levies for 2018/19

    Tasks for regulated firms Published: 05/02/2019 Last modified: 13/02/2023
    Find out more about the FSCS’s supplementary levy and why the retail pool is triggered

  8. PS24/6: Primary Markets Effectiveness Review: Feedback to CP23/31 and final UK Listing Rules

    Policy statements Published: 20/12/2023 Last modified: 17/07/2024
    We set out our final rules for a new, simplified and more competitive UK listing regime, which will come into force on 29 July 2024.

  9. Speech: Culture in UK banking – regulatory priorities

    Insight Published: 18/10/2016 Last modified: 17/02/2017
    This approach might be helpful in financial regulation in deterring abuse of unintended loopholes. ... Clearly this is not a matter that is entirely outside the control of senior management.

  10. PS18/11: Sovereign controlled companies

    Policy statements Published: 08/06/2018 Last modified: 08/06/2018
    In this Policy Statement we respond to feedback arising from CP17/21 (PDF) and publish final rules for a new category within premium listing open to sovereign controlled companies. Issuers will be able to seek admission to the new category from 1
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