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Showing 5521 to 5530 of 6336 search results for This final notice.

  1. Intergenerational challenges: what Mike and the Mechanics can teach us about pensions

    Speeches Published: 16/07/2018 Last modified: 19/01/2021
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Pensions Policy Institute, London.

  2. GC14/5 Primary Market Bulletin No. 8

    Newsletters Published: 06/08/2014 Last modified: 03/09/2016
    This proposed guidance relates to the Listing Rules, Prospectus Rules and Disclosure and Transparency Rules (LR, PR and DTR). ... Telephone: 020 7066 8268. radios. Yes. No. What can we do to improve pages like this?

  3. Decision Notice 2018: One Call Insurance Services Limited [pdf]

    Decision notices Published: 26/01/2018
    This decision notice refers to breaches of PRIN 10 and CASS related to client money/assets in the general insurance and protection sector. Our view is that a fine and restriction should be imposed.

  4. PS16/19: Financial Crime Reporting: feedback on Chapter 6 of CP15/42 and final rules

    Policy statements Published: 29/07/2016 Last modified: 29/07/2016
    In this Policy Statement, we report on the main issues arising from Chapter 6 of Consultation Paper 15/42 Introduction of financial crime reporting form and publish the final rules. ... It also presents the final rules and implementation timescale for

  5. Donre Advisory Limited enters liquidation

    Investments News stories Published: 16/07/2024 Last modified: 24/07/2024
    Donre Advisory Limited has entered creditors’ voluntary liquidation (CVL). Sean Bucknall and Andrew Hosking of Quantuma have been appointed as joint liquidators.

  6. FG13/9 - Primary Market Bulletin No. 7

    Newsletters Published: 07/10/2013 Last modified: 29/11/2021
    The UKLA Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 7.

  7. FCA and PRA publish detailed Terms of Reference for the HBOS Review

    Press Releases Published: 11/07/2014 Last modified: 15/07/2014
    Now that maxwellisation is ready to start, the final ToR have been agreed and published. ... The aim is to publish the final report by the end of this year.

  8. Personal loans and coronavirus: draft guidance for firms

    Guidance consultations Published: 02/04/2020 Last modified: 30/11/2020
    The FCA's guidance for firms on personal loans during the coronavirus situation

  9. First Supervisory Notice 2019: SVS Securities Plc [pdf]

    Supervisory notices Published: 08/08/2019
    This first supervisory notice refers to a failure to satisfy the suitability and appropriate resources threshold conditions (COND) and to breaches of SYSC, PROD and PRIN. We imposed requirements on the firm.

  10. FCA publishes PPI complaints deadline Progress Report

    Press Releases Published: 24/10/2018 Last modified: 11/04/2024
    The FCA has published an update on the progress of its payment protection insurance (PPI) consumer communications campaign and supporting supervisory work.
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