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Showing 5541 to 5550 of 6336 search results for This final notice.

  1. PS15/3: Final rules for independent governance committees, including feedback on CP14/16

    Policy statements Published: 04/02/2015 Last modified: 29/05/2018
    PS15/3: Final rules for independent governance committees, including feedback on CP14/16. ... This Policy Statement summarises the responses to our consultation, provides our response to the feedback and publishes the final rules.

  2. FCA places restrictions on KBFS Financial Limited

    News stories Published: 15/11/2023 Last modified: 15/11/2023
    We have imposed a number of restrictions on KBFS Financial Limited preventing it from carrying on any regulated activities and restricting access to its assets.

  3. Applying to approve financial promotions for unauthorised persons

    Firms Published: 11/09/2023 Last modified: 28/05/2024
    Find out how to apply to the FCA for permission to approve the financial promotions of unauthorised persons.

  4. Decision Notice: Stuart Malcolm Forsyth [pdf]

    Decision notices Published: 18/11/2019
    This Decision Notice refers to breaches of APER1 and FIT related to a lack of fitness/propriety in the insurance sector. Our view is that a prohibition and financial penalty should be imposed.

  5. PS24/7: Implementing the Overseas Funds Regime (OFR)

    Policy statements Published: 17/07/2024 Last modified: 17/07/2024
    Our final rules on the implementation of the Overseas Funds Regime

  6. PS14/6: Competition in the Markets for Services Provided by a Recognised Investment Exchange: Feedback on CP13/16 and Final Handbook Text

    Policy statements Published: 02/04/2014 Last modified: 07/02/2022
    This Policy Statement sets out the changes to the Recognised Investment Exchanges Sourcebook in our Handbook (REC) that we are making to clarify how we will consider using our powers to advance our competition objective when supervising Recognised

  7. Personal data and handling complaints about us

    Last modified: 22/02/2023
    How and why the FCA uses personal data when investigating a complaint someone has made about the organisation.

  8. PS17/16: Regulatory reporting - retirement income data

    Policy statements Published: 21/07/2017 Last modified: 21/07/2017
    This Policy Statement sets out our final rules which require providers of pensions, annuities and income drawdown to report two new data items to us.

  9. PS17/17: PSR regulatory fees 2017/18

    Policy statements Published: 31/03/2017 Last modified: 01/05/2024
    This FCA sets its final decision, in conjunction with the PSR, on the rates for PSR regulatory fees for 2017/18.

  10. PS16/2: Implementation of the UCITS V Directive

    Policy statements Published: 02/02/2016 Last modified: 02/02/2016
    In this PS we set out the final Handbook changes implementing the requirements above and give our response to the feedback received during the consultation period. ... In this PS we set out the final rules for managers of non-UCITS retail schemes (NURS)
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