Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 5561 to 5570 of 6338 search results for This final notice.

  1. PS16/6: Consequential Changes to the Senior Managers Regime

    Policy statements Published: 02/03/2016 Last modified: 26/05/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper 16/1 Consequential Changes to the Senior Managers Regime and publish the final rules. ... This Policy Statement (PS) summarises the feedback received during the

  2. The Financial Conduct Authority’s Statement on Payment Protection Insurance (PPI)

    Statements Published: 02/10/2015 Last modified: 18/08/2017
    We have decided to issue this detailed Statement now, in advance of the consultation. ... Our proposals will be subject to a full consultation process and as such what we have set out in this Statement may not represent the final position following that

  3. PS18/14: Extending the Senior Managers and Certification Regime to FCA firms – Feedback to CP17/25 and CP17/40, and near-final rules

    Policy statements Published: 26/07/2017 Last modified: 04/07/2018
    We have published near-final rules on the extension of the Senior Managers and Certification Regime to all FSMA authorised firms.

  4. FCA acts to improve competition in the investment platforms market

    Press Releases Published: 14/03/2019 Last modified: 14/03/2019
    The Financial Conduct Authority (FCA) has today set out a package of measures to help consumers who invest through investment platforms more easily find and switch to the right one for them. The package - set out in the final report of its

  5. FCA proposes price cap for payday lenders

    Press Releases Published: 15/07/2014 Last modified: 15/07/2014
    This lowers the costs for those borrowers paying a daily interest rate above the initial cost cap. ... No. What can we do to improve pages like this? What did you find helpful?

  6. FG18/2: Staff incentives, remuneration and performance management in consumer credit firms

    Finalised guidance Published: 27/03/2018 Last modified: 11/09/2023
    The FCA sets final guidance on how consumer credit firms should manage risks related to how they pay and manage the performance of their staff.

  7. Prospectus Regulation Rules Cross Reference lists

    Markets Published: 26/04/2019 Last modified: 11/01/2023
    The cross reference lists are for issuers to show us how they have complied with the disclosure requirements when submitting documents for FCA approval.

  8. Summary of key publications

    Focus areas Published: 22/07/2019 Last modified: 14/05/2024
    Publications listed from the FCA's work on high-cost credit.

  9. CP15/22 Strengthening accountability in banking: Final rules (including feedback on CP14/31 and CP15/5) and consultation on extending the Certification Regime to wholesale market activities

    Consultation papers Published: 06/07/2015 Last modified: 07/02/2022
    In this paper we follow up on the feedback that we provided earlier this year in Consultation Paper 15/9: Strengthening accountability in banking: a new regulatory framework for individuals

  10. Information for investors with Pritchard Stockbrokers Limited

    News stories Published: 15/02/2012 Last modified: 23/04/2013
    On 10 February 2012, we issued a Supervisory Notice stopping Pritchard Stockbrokers Limited carrying out its business. In addition, we have frozen the firm’s assets and the investor money and assets it holds. Here we explain what it means if you
Related topics