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Showing 5571 to 5580 of 6338 search results for This final notice.

  1. Gaudi Regulated Services Limited in administration

    News stories Published: 26/04/2023 Last modified: 26/04/2023
    On 25 April 2023 the directors of Gaudi Regulated Services Limited appointed Sean Bucknall and Andrew Watling of Quantuma Advisory Limited as joint administrators. The administrators are qualified insolvency practitioners.

  2. First supervisory notice 2020: Rodeler Ltd [pdf]

    Supervisory notices Published: 01/06/2020
    This first supervisory notice concerns the FCA’s use of its power of intervention in respect of an inward service passported EEA investment firm for breaches of MiFID obligations. We imposed requirements on the firm to prevent it from providing

  3. Information on FCA's recent investigation into NatWest - December 2021

    FOI Release Date of Release: 24/12/2021
    The FCA responds to questions regarding its investigation into NatWest for breaches of the Money Laundering Regulations 2007.

  4. PS18/16: The Duty of Responsibility for insurers and FCA solo-regulated firms

    Policy statements Published: 13/12/2017 Last modified: 04/07/2018
    This Policy Statement is relevant to insurers, FCA solo-regulated firms and the senior management of both. ... Please complete this form if you require this content in an alternative format.

  5. Same-day service

    Markets Published: 04/05/2016 Last modified: 29/07/2024
    Our rapid review and approval same-day service allows you to easily submit documents. Learn more about the submission and content requirements you'll need.

  6. CP15/22 Strengthening accountability in banking: Final rules (including feedback on CP14/31 and CP15/5) and consultation on extending the Certification Regime to wholesale market activities

    Consultation papers Published: 06/07/2015 Last modified: 07/02/2022
    In this paper we follow up on the feedback that we provided earlier this year in Consultation Paper 15/9: Strengthening accountability in banking: a new regulatory framework for individuals

  7. CP15/24: Cash savings remedies

    Consultation papers Published: 23/07/2015 Last modified: 02/11/2015
    In January 2015 we published the final findings of the cash savings market study. ... For more information see:. radios. Yes. No. What can we do to improve pages like this?

  8. PS15/9: Implementation of the Mortgage Credit Directive and the new regime for second charge mortgages, feedback to CP14/20 and final rules

    Policy statements Published: 27/03/2015 Last modified: 27/03/2015
    This Policy Statement sets out our final rules for implementation of the Mortgage Credit Directive and the new regime for second charge mortgages. ... In this Policy Statement we report on the main issues arising from consultation, highlighting where we

  9. First Supervisory Notice 2022: Vector Wealth Limited [pdf]

    Supervisory notices Published: 22/04/2022 Last modified: 27/04/2022
    For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the FCA has decided to impose the following requirements.

  10. First Supervisory Notice 2022: Semantic Business Ltd [pdf]

    Supervisory notices Published: 11/04/2022
    For the reasons given in this First Supervisory Notice, and pursuant to sections 55J(2)(a)(ii) of the Act, the Authority has decided to vary with immediate effect the Part 4A permission granted to Semantic by removing the following regulated
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