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Showing 5581 to 5590 of 6338 search results for This final notice.

  1. The Financial Services Regulatory Partners Phoenixing Group

    News stories Published: 20/12/2019 Last modified: 20/12/2019
    The Financial Services Regulatory Partners Phoenixing Group have met to discuss the progress which they have seen in tackling phoenixing in financial services since the group was launched in April this year.

  2. PS16/13: Implementation of the Market Abuse Regulation

    Policy statements Published: 28/04/2016 Last modified: 13/10/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper 15/35: Policy proposals and Handbook changes related to the implementation of the Market Abuse Regulation (2014/596/EU) – and Consultation Paper 15/38:

  3. PS17/25: FAMR implementation part II and consultation on retiring FG12/15 and FG14/1

    Policy statements Published: 08/12/2017 Last modified: 11/05/2018
    This Policy Statement outlines the response to our consultation CP17/28: FAMR Implementation Part II and insistent clients, and announces a consultation on the retirement of guidance FG12/15 and FG14/1.

  4. Investigation opening criteria

    About us How we regulate Published: 21/04/2016 Last modified: 27/02/2024
    Factors we consider when deciding to open an investigation, including how we assess serious misconduct.

  5. FCA reforms to enhance the effectiveness of UK primary markets

    Press Releases Published: 26/10/2017 Last modified: 26/10/2017
    The Financial Conduct Authority (FCA) has today set out a package of measures designed to ensure that the UK’s primary capital markets remain effective.

  6. Cash savings: Sunlight remedy second report

    News stories Published: 18/07/2016 Last modified: 18/07/2016
    This is aimed at bringing to light firms’ strategies towards their longstanding customers. ... This is the second report following our first publication in December last year.

  7. GC20/1: Advising on pension transfers

    Policy and guidance Guidance consultations Published: 05/06/2020 Last modified: 05/06/2020
    The FCA is consulting on guidance on what it expects from firms when advising on pension transfers and conversions, particularly from defined benefit (DB) schemes to defined contribution (DC) schemes. This Guidance Consultation sets out best

  8. Whistleblowing in UK branches of foreign banks: PS17/7

    Policy statements Published: 28/09/2016 Last modified: 03/05/2017
    This Policy Statement introduces our final rules on whistleblowing requirements for UK branches of foreign banks. It does not apply to UK branches of overseas insurers.

  9. PS19/30 Independent Governance Committees: extension of remit

    Policy statements Published: 17/12/2019 Last modified: 15/05/2020
    This policy statement sets out the FCA's final rules to extend the remit of Independent Governance Committees, with new duties in 2 areas.

  10. PS15/11: Buy-to-let mortgages – implementing the Mortgage Credit Directive Order 2015, feedback on CP15/3 and final rules

    Policy statements Published: 05/06/2015 Last modified: 13/10/2016
    In this Policy Statement we summarise the feedback we received to the proposals contained in CP15/3 and give our responses. We are also publishing our final Handbook rules and guidance on implementing the Government’s legislative regime for
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