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Showing 5661 to 5670 of 6339 search results for This final notice.

  1. Our Rule Review Framework

    Corporate documents Published: 12/07/2023 Last modified: 10/01/2024
    The FCA have developed a draft Rule Review Framework to explain how it plans to monitor and review how its rules are working in practice.

  2. DP14/3 The use of dealing commission regime

    Discussion papers Published: 10/07/2014 Last modified: 25/11/2021
    We have carried out a review on whether further changes are needed to deliver a more transparent and efficient asset management sector for end investors.

  3. PS18/24: Approach to final Regulatory Technical Standards and EBA guidelines under the revised Payment Services Directive (PSD2)

    Policy statements Published: 19/12/2018 Last modified: 19/12/2018
    This policy statement confirms the revised Payment Services and Electronic Money Approach Document and Handbook changes following consultation feedback.

  4. FCA makes it easier for people to compare bank accounts

    Press Releases Published: 12/12/2017 Last modified: 12/12/2017
    The Financial Conduct Authority (FCA) has today published final rules which will require providers of personal current accounts and business current accounts to publish information that will help customers to compare the service they could receive

  5. Consumer Investments: Strategy and Feedback Statement

    Corporate documents Published: 14/09/2021 Last modified: 15/06/2023
    The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. 

  6. PS15/1: Early implementation of the Transparency Directive’s requirements for reports on payments to governments, including feedback on CP14/17 and final rules

    Policy statements Published: 02/01/2015 Last modified: 07/02/2022
    This Policy Statement reports on the main issues arising from Consultation Paper CP14/17 and publishes final rules.

  7. Bounce Back Loan Scheme: guidance for firms on use of Pay as You Grow options

    Guidance consultations Published: 04/12/2020 Last modified: 04/12/2020
    We are consulting on proposed guidance for firms that will be providing Pay as You Grow options under the Government’s Bounce Back Loan Scheme.

  8. PS23/11: Guidance on the trading venue perimeter

    Policy statements Published: 05/07/2023 Last modified: 05/07/2023
    Consultation on new guidance on the regulatory perimeter for trading venues

  9. Technical Supplement – Modification of general meeting requirements under the Listing Rules [pdf]

    Primary market Published: 08/04/2020
    During the coronavirus crisis, issuers may be facing challenges in holding the general meetings which are required in a number of instances under the Listing Rules. To address the challenges faced by issuers and to alleviate the time constraints

  10. First supervisory notice 2020: Hoch Capital Ltd [pdf]

    Supervisory notices Published: 01/06/2020
    This first supervisory notice concerns the FCA’s use of its power of intervention in respect of an inward service passported EEA investment firm for breaches of MiFID obligations. We imposed requirements on the firm to prevent it from providing
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