Search results
Showing 5671 to 5680 of 6339 search results for This final notice.
-
FCA and PRA publish Decision Notices given to former CEO who paid excessive remuneration to his wife to reduce his tax liability
The Financial Conduct Authority (‘FCA’) and the Prudential Regulation Authority (‘PRA’) have decided to ban and fine Stuart Malcolm Forsyth, the former CEO of a small mutual insurer, £78,318 and £76,180 respectively. The regulators’ -
Diversity and inclusion: Driving change in our industry
Speech by Sheldon Mills, Executive Director, Consumers and Competition, delivered at the ABI D&I Conference. -
Notice of Decision 2024: Chester and Newman Plumbing and Heating Services Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
FCA reminds firms to regularly review regulatory permissions
We are reminding firms of their obligation to regularly review regulatory permissions to ensure they are up to date and removed where they are not needed. -
Notice of intention to provide cross-border services in another EEA state in accordance with the Insurance Mediation Directive (IMD) [doc]
You should complete this form if you are a UK firm that wishes to exercise a passport right to provide cross border services in another EEA State under the Insurance Mediation Directive. -
Leaving SRO or CRO
Find out how to cancel a temporary permission if your firm is in the TPR or SRO. -
First Supervisory Notice 2021: Marvell Enterprises Limited [pdf]
This FSN (Marvell Enterprises Limited) concerns the FCA’s use of its power of intervention in respect the firm failing, or is likely to fail, to satisfy the Suitability Threshold Condition. -
Notice of intention to provide cross-border services in another EEA state in accordance with the Payment Services Directive (PSD) [doc]
You must complete this notification if you are an Authorised Payment Institution (API) that wishes to exercise the right of freedom of services in another European Economic Area (EEA) member state, in accordance with the Payment Services Directive -
FCA sets out scope of Investment Platforms Market Study
The FCA has published the Terms of Reference for its Investment Platforms Market Study. -
Dolfin Financial (UK) Ltd enters Special Administration
Following an attempt to wind down solvent, the directors of Dolfin Financial (UK) Limited have applied to the Court to place the firm into Special Administration.