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Showing 5691 to 5700 of 6339 search results for This final notice.

  1. First Supervisory Notice 2023: Wilton Corporate Finance Limited [pdf]

    Supervisory notices Published: 07/08/2023
    For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on Wilton Corporate Finance

  2. PS18/2: Client money and unbreakable deposits

    Policy statements Published: 22/01/2018 Last modified: 22/01/2018
    This Policy Statement summarises the feedback we received to our consultation on depositing client money in unbreakable deposits.

  3. PS16/1: Reform of the legacy Credit Unions sourcebook

    Policy statements Published: 01/02/2016 Last modified: 01/02/2016
    In this policy statement we provide feedback on responses to CP15/21 ‘Reform of the legacy Credit Unions sourcebook’ and set out final rules and guidance. ... This policy statement is being published jointly with the Prudential Regulation Authority

  4. CP21/35: Quarterly Consultation Paper No. 34

    Consultation papers Published: 03/12/2021 Last modified: 07/03/2022
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

  5. Notice of intention to provide cross-border services in another EEA state in accordance with the Second Electronic Money Directive (2EMD) [doc]

    Forms Published: 05/04/2013 Last modified: 02/01/2018
    You must complete this notification if you are an Electronic Money Institution (EMI) that wishes to exercise the right of freedom of services in another European Economic Area (EEA) member state, in accordance with the Second Electronic Money

  6. FCA places restrictions on Independently East Ltd

    News stories Published: 22/03/2023 Last modified: 22/03/2023
    On 13 February 2023, the FCA imposed restrictions on Independently East Ltd for failing to engage with us in an open and cooperative way. 

  7. PS14/15: Removing the Transparency Directive’s requirement to publish interim management statements - Including feedback on CP14/12 and final rules

    Policy statements Published: 07/11/2014 Last modified: 30/08/2015
    This Policy Statement reports on the main issues arising from Consultation Paper (CP) 14/12 and publishes final rules. ... This Policy Statement sets out the rules coming into force on this date.

  8. FCA announces plans for stronger nudge towards pension guidance

    News stories Published: 01/12/2021 Last modified: 01/12/2021
    The FCA has today published final rules requiring firms to implement the stronger nudge to Pension Wise guidance.

  9. PS24/3: Consumer Credit – Product Sales Data Reporting

    Policy statements Published: 29/04/2024 Last modified: 15/05/2024
    We set out our final rules and guidance for incorporating 3 new Product Sales Data (PSD) returns into our Supervision manual (SUP 16).

  10. Reports on payments to governments (DTR 4.3A)

    Markets Published: 29/07/2016 Last modified: 08/01/2021
    Some issuers need to prepare a DTR 4.3A report on payments to governments.
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