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Showing 5701 to 5710 of 6339 search results for This final notice.

  1. Consumer Investments data review April 2022 – March 2023

    Data Published: 08/12/2023 Last modified: 08/12/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2022 and 31 March 2023.

  2. PS22/11: Improving the Appointed Representatives regime

    Policy statements Published: 02/08/2022 Last modified: 12/12/2022
    We set out the final rules for the Appointed Representative regime to enhance consumer protection. We also respond to feedback to CP21/34

  3. FCA confirms new Listing Rules to boost growth and innovation on UK stock markets

    Press Releases Published: 02/12/2021 Last modified: 02/12/2021
    We confirm a series of rule changes to ensure that the UK's public markets remain a trusted and attractive place to list successful companies.

  4. Mutual societies registration function: 2022-23

    Mutual societies Corporate documents Published: 26/05/2023 Last modified: 26/05/2023
    An update on the FCA's work and a breakdown of societies on the register.  

  5. Investor protection in the UK: New tools, new challenges

    Speeches Published: 19/09/2014 Last modified: 19/09/2014
    Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

  6. FCA to move faster to remove unused firm permissions

    Press Releases Published: 09/09/2021 Last modified: 09/09/2021
    The FCA has published draft guidance on a new power that allows it to move faster to remove regulatory permissions that are no longer being used by financial services firms.

  7. FCA confirms greater access for SMEs to the Financial Ombudsman Service

    Press Releases Published: 16/10/2018 Last modified: 16/10/2018
    The Financial Conduct Authority (FCA) has today confirmed plans to extend access to the Financial Ombudsman Service (‘the ombudsman service’) to more small and medium-sized enterprises (SMEs).

  8. Second supervisory notice 2021: Newport Services (UK) Ltd [pdf]

    Supervisory notices Published: 17/06/2021
    For the reasons given in this Second Supervisory Notice, the Authority has decided not to rescind the variation of the Firm’s authorisation. So, the Firm continues not to be authorised to engage in money remittance activities.

  9. First Supervisory Notice 2023: Abbey Lane Financial Associates Limited [pdf]

    Supervisory notices Published: 22/02/2023
    For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on Abbey Lane Financial

  10. PS19/2: Previously rejected PPI complaints and further mailing requirements – Feedback on CP18/33 and final rules and guidance

    Policy statements Published: 07/11/2018 Last modified: 01/02/2019
    In this Policy Statement (PS) we summarise and respond to feedback to Consultation Paper CP18/33: Regular premium PPI complaints and recurring non-disclosure of commission – Feedback on CP18/18, final guidance, and consultation on proposed mailing
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