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Showing 5711 to 5720 of 6339 search results for This final notice.

  1. End of implementation period for debt packager referral fee ban

    Statements Published: 02/10/2023 Last modified: 02/10/2023
    Our Policy Statement and Final Rules on the debt packager referral fee ban (PS23/5) was published on 2 June 2023. In it we said that existing debt packagers and their existing Appointed Representatives (ARs) at that time could benefit from an

  2. Statistics on Investigations into firms and individuals - August 2020

    FOI Release Date of Release: 14/08/2020
    FCA provides statistics on investigations into firms and individuals from Jan 2018 to June 2020.

  3. General insurance pricing attestation multi-firm review

    Multi-firm reviews Published: 02/12/2022 Last modified: 02/12/2022
    Assessing how firms satisfied themselves that they do not systematically discriminate against motor and home insurance customers based on the number of years they have held their policy, including any renewal (tenure).

  4. FCA sets out its approach to authorisation and its approach to competition

    Press Releases Published: 11/12/2017 Last modified: 11/12/2017
    The Financial Conduct Authority (FCA) has today published its approach to authorisation and its approach to competition.

  5. Wonga to pay redress for unfair debt collection practices

    Press Releases Published: 25/06/2014 Last modified: 25/06/2014
    During this time, Wonga sent communications to customers in arrears under the names “Chainey, D’Amato & Shannon” and “Barker and Lowe Legal Recoveries”, leading customers to believe that their outstanding debt ... In fact, neither Chainey

  6. FCA starts court process to recover money for investors

    Press Releases Published: 07/02/2023 Last modified: 07/02/2023
    We have commenced High Court proceedings to recover money for victims of the firm’s unlawful activity.

  7. Notice of sub-threshold AIFM exceeding AUM limit form [doc]

    Forms Published: 11/07/2014 Last modified: 18/01/2019
    This form is only for existing sub-threshold AIFMs who are making a notification about the AUM exceeding the relevant threshold limit.

  8. Our approach to cyber security in financial services firms

    Speeches Published: 21/09/2016 Last modified: 14/11/2016
    Speech by Nausicaa Delfas, Director of Specialist Supervision at the FCA, delivered at the FT Cyber Security Summit.

  9. Money to be returned to investors with Anderson, Peacock and Pruthi

    News stories Published: 20/06/2014 Last modified: 15/09/2015
    Following this, the Trustee in Bankruptcy for Anderson, Peacock and Pruthi (Matthew Chadwick of BDO LLP) made a further application to the Court to amend the order made on the 5 ... The Trustee must first give notice that it intends to do this and has

  10. CP21/16: Quarterly Consultation Paper No. 32

    Consultation papers Published: 04/06/2021 Last modified: 16/08/2021
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.
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