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Showing 5741 to 5750 of 6339 search results for This final notice.

  1. CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI

    Consultation papers Published: 03/07/2017 Last modified: 03/07/2017
    We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

  2. CP22/17: Quarterly Consultation Paper No. 37

    Consultation papers Published: 02/09/2022 Last modified: 13/01/2023
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

  3. FCA consults on strengthening investor protections in SPACs

    Press Releases Published: 30/04/2021 Last modified: 30/04/2021
    The FCA has launched a consultation on proposed changes to its Listing Rules for certain special purpose acquisition companies (SPACs). 

  4. FCA highlights areas of focus for firms implementing the Consumer Duty

    Press Releases Published: 25/01/2023 Last modified: 25/01/2023
    With 6 months to go before the Consumer Duty comes into force, the Financial Conduct Authority (FCA) has published a review of how firms are planning to implement the Duty.  

  5. Cryptoasset AML / CTF regime: feedback on good and poor quality applications

    Tasks for firms Published: 22/03/2023 Last modified: 03/07/2024
    Feedback on good and poor quality applications made to the FCA under money laundering regulations.

  6. Notice of intention to establish a branch in another EEA state (excluding the Payment Services Directive and Electronic Money Directive) [doc]

    Forms Published: 10/04/2013 Last modified: 23/04/2013
    You should complete this form if you are a UK firm that wishes to exercise a passport right to establish your first establishment in a particular EEA state.

  7. PS14/14: CRD IV – Changes to EBA high earners and benchmarking information reports, including feedback to CP14/19 and final rules

    Policy statements Published: 07/11/2014 Last modified: 07/02/2022
    The European Banking Authority (EBA) issued new final guidelines on 16 July 2014 in relation to data collection for high earners and remuneration benchmarking.

  8. Primary Market Bulletin Issue No. 29

    Newsletters Published: 09/06/2020 Last modified: 09/06/2020
    In this special edition, we publish a statement on feedback we received from PMB25 and the changes we have made in response. We also include the final note.

  9. Statement on the review of the FCA approach to the UK’s derivatives trading obligation

    Statements Published: 24/03/2021 Last modified: 24/03/2021
    The FCA updates on the use of the Temporary Transitional Power to modify the application of the derivatives trading obligation.

  10. First Supervisory Notice 2023: Estate Capital Financial Management Limited [pdf]

    Supervisory notices Published: 22/02/2023
    For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on Estate Capital Financial
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