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Views sought to radically improve access to financial advice
The review is a chance for the FCA, government, industry and consumers to work together to ensure we can deliver a market that meets this need.”. ... The consultation will be open until 22 December, and a final report will be published ahead of Budget -
DP16/3: Availability of information in the UK Equity IPO process
In this paper we consider three potential models for reform of the UK IPO process. ... Investors value this as the officially recognised source of comprehensive, neutral and reliable information about the issuer. -
Business interruption insurance test case: Expedition application notice [pdf]
This is a procedural document initiating the application and summarising what the FCA is asking for. This document is related to the FCA's application that the test case be heard urgently, and as part of the Financial Markets Test Case Scheme. -
Mutual societies registration function: 2020-21
An update on our developments, including how we responded to the coronavirus (Covid-19) pandemic and a breakdown of societies on the register. -
FCA confirms biggest shake-up to the overdraft market for a generation
The Financial Conduct Authority (FCA) has today confirmed it is introducing reforms to fix a dysfunctional overdraft market. These changes will make overdrafts simpler, fairer, and easier to manage and will protect the millions of consumers that use -
Information on COVID 19 BI claims brokers - December 2022
Information on Covid 19 BI claims brokers. -
First Supervisory Notice 2023: Lisa Maureen Campbell and Campbell & Associates Independent Financial Advice Limited [pdf]
For the reasons given in this First Supervisory Notice, the Financial Conduct Authority has decided to impose the following conditions on Lisa Campbell’s approval as a senior manager at Campbell & Associates Independent Financial Advice Limited -
The USD LIBOR panel ceases at end-June 2023: Are you ready?
It is now less than 90 days until the USD LIBOR panel ceases on 30 June 2023, marking another critical milestone in the necessary transition to robust Risk-Free Reference Rates (RFRs). -
Liquidity Management multi-firm review
Informing the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management. -
FCA sets out expectations for UK cryptoasset businesses complying with the Travel Rule
We set out our expectations for crypto firms to comply with the Travel Rule.