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Showing 5771 to 5780 of 6339 search results for This final notice.

  1. Extension of the Senior Managers & Certification Regime (SM&CR) implementation periods for solo-regulated firms

    News stories Published: 30/06/2020 Last modified: 02/09/2020
    The deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons has been delayed from 9 December 2020 until 31 March 2021.

  2. RMA-D Regulatory capital and financial resources: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    RMA-D Regulatory capital and financial resources: FAQs

  3. Diversity and inclusion: Our role as a regulator

    About us Published: 09/09/2020 Last modified: 25/09/2023
    We want to see greater levels of diversity and inclusion across the UK financial sector. Read about the work the FCA is doing to drive change in this area.

  4. PS16/3: Strengthening accountability in banking: Feedback on CP15/22 and CP15/31; final rules on extending the certification regime to wholesale market activities and interim rules on referencing

    Policy statements Published: 04/02/2016 Last modified: 26/05/2016
    In this policy statement we set out final rules for the new accountability framework for individuals working in banks, building societies and credit unions who perform certain wholesale market activities. ... This policy statement sets out final rules

  5. FCA enforcement investigations 2021 and 2022 - February 2022

    FOI Release Date of Release: 22/02/2022
    The FCA answers multiple questions regarding the FCA's enforcement investigations.

  6. PS13/12: Mortgage Market Review: data reporting

    Policy statements Published: 16/12/2013 Last modified: 30/08/2015
    In this Policy Statement we publish our final rules on data collection. ... This Policy Statement is the final publication in a series of Mortgage Market Review (MMR) policy documents.

  7. PS17/15: FCA regulated fees and levies 2017/18

    Policy statements Published: 18/04/2017 Last modified: 13/08/2021
    We are publishing our final 2017/18 regulatory fees and levies including feedback on CP17/12.

  8. FG15/5 - Primary Market Bulletin Nos. 8 and 9

    Newsletters Published: 30/03/2015 Last modified: 03/09/2016
    Cancellation of listing or transfer between listing categories – requests to waive the 20 business day notice period (UKLA/TN/210.1). ... We summarise the feedback received inradios. Yes. No. What can we do to improve pages like this?

  9. PS19/18: Restricting contract for difference products sold to retail clients

    Policy statements Published: 01/07/2019 Last modified: 02/07/2019
    We have finalised rules restricting how CFDs and CFD-like options are sold, marketed, and distributed to retail consumers.

  10. Information on whistleblowing reports for 2019 to 2021 - May 2022

    FOI Release Date of Release: 03/05/2022
    The FCA provides data on whistleblowing reports for 2019 to 2021.
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