Search results
Showing 5781 to 5790 of 6339 search results for This final notice.
-
Blankstone Sington Limited (BSL) enters special administration
On 13/10/23, Blankstone Sington Limited entered special administration following a Court Order under the Investment Bank Special Administration Regulations 2011. Andrew Poxon, Alex Cadwallader and Hilary Pascoe of Leonard Curtis were appointed joint -
PS15/21: Changes to the Approved Persons Regime for Solvency II firms: Final rules (including feedback on CP14/25, CP15/5 and CP15/16), and consequentials relating to CP15/22 on strengthening accountability in banking
In this Policy Statement we report on the main issues arising from the following FCA consultation papers and publish final rules. ... The PS responds to the following consultations:. PDF]. This paper will be of interest to:. -
Payment protection insurance Final Report [pdf]
This report reviews the impact of the 29 August 2019 deadline for new PPI complaints and the 2-year consumer communications campaign that preceded it. It closes our project work on the PPI issue and outlines how we will continue to ensure that firms -
REP008: Conduct Rules reporting for solo-regulated firms
Under the Senior Managers and Certification Regime (SM&CR), solo-regulated firms need to tell us whether disciplinary action has been taken against individuals, who aren't Senior Managers, for Conduct Rules breaches. -
PS22/15: Improving outcomes in non-workplace pensions
The FCA sets out the final rules to improve outcomes for consumers saving into non-workplace pensions. -
Aggregate complaints data: 2016 H1
The FCA collects complaints data from firms to assess how well they are treating their customers and how firms’ performance changes over time. -
The FCA’s Consumer Duty will lead to a major shift in financial services
The Financial Conduct Authority (FCA) has confirmed its plans to bring in a new Consumer Duty, which will fundamentally improve how firms serve consumers. -
What can the consumer credit sector expect from the FCA?
Speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, at the Credit Summit, London. -
FCA makes Market Investigation Reference for investment consultancy services
The Financial Conduct Authority (FCA) has today confirmed its final decision to make a Market Investigation Reference (MIR) to the Competition and Markets Authority (CMA) in relation to investment consultancy and fiduciary management services. -
CP15/9: Strengthening accountability in banking: a new regulatory framework for individuals
The policy decisions and near-final rules contained in this paper must also be read in conjunction with feedback and rules from the PRA once published later this month. ... We will also publish a Policy Statement with final rules on our new