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Showing 5791 to 5800 of 6339 search results for This final notice.

  1. First supervisory notice 2020: Magnum FX Cyprus Ltd [pdf]

    Supervisory notices Published: 01/06/2020
    This first supervisory notice concerns the FCA’s use of its power of intervention in respect of an inward service passported EEA investment firm for breaches of MiFID obligations. We imposed requirements on the firm to prevent it from providing

  2. PS21/6: Implementation of Investment Firms Prudential Regime

    Consultations Policy statements Published: 14/12/2020 Last modified: 29/06/2021
    We are consulting on our first phase of proposed rules to introduce the UK Investment Firm Prudential Regime (IFPR). IFPR is a new prudential regime for UK firms authorised under the Markets in Financial Instruments Directive (MiFID).

  3. Re-use of Public Sector Information Regulations 2015: Charges statement

    Last modified: 01/09/2022
    Once you have requested to re-use or re-produce documents for commercial purposes, the FCA will advise you of any charges that are applicable.

  4. FCA introduces rule to enhance climate-related disclosures

    News stories Published: 21/12/2020 Last modified: 21/12/2020
    The FCA has published a Policy Statement promoting better climate-related financial disclosures for UK premium listed commercial companies.

  5. FG20/2: Primary Market Bulletin No. 30

    Finalised guidance Published: 19/08/2020 Last modified: 20/08/2020
    The Knowledge Base has been updated with the guidance set out in Primary Market Bulletin No. 30.

  6. FCA pay gap data 2024

    Data Published: 09/07/2024 Last modified: 18/07/2024
    The FCA pay gap data for 2024 covers the reporting period 1 April 2023 to 31 March 2024.

  7. Investor relations in an increasingly regulated and international world

    Speeches Published: 19/06/2013 Last modified: 18/07/2013
    Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013.

  8. Investment pathways: Post-implementation review

    Multi-firm reviews Published: 11/07/2023 Last modified: 11/07/2023
    Review on rationale and take-up, value, communications and asset allocation for investment pathways, and how these could impact consumer outcomes.

  9. Business interruption test case: Supreme Court appeal day 1 final transcript [pdf]

    Corporate documents Published: 26/11/2020 Last modified: 26/11/2020
    This is the final transcript of day 1 of the Supreme Court appeal in the FCA's Business Interruption insurance test case.

  10. Business interruption test case: Supreme Court appeal day 2 final transcript [pdf]

    Corporate documents Published: 26/11/2020 Last modified: 26/11/2020
    This is the final transcript of day 2 of the Supreme Court appeal in the FCA's Business Interruption insurance test case.
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