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Investment pathways: Post-implementation review
Review on rationale and take-up, value, communications and asset allocation for investment pathways, and how these could impact consumer outcomes. -
PS20/7: FCA regulated fees and levies 2020/21
We are publishing our final 2020/21 regulatory fees and levies including feedback on CP20/06. -
Investor relations in an increasingly regulated and international world
Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013. -
PS18/19: Assessing creditworthiness in consumer credit
In this Policy Statement we respond to feedback arising from CP17/27 (PDF) and publish final rules and guidance on assessing creditworthiness in consumer credit. -
Primary Market Bulletin Issue No. 27 – Coronavirus update
This is a special edition in which we provide key commentary for issuers and market participants in light of the coronavirus (Covid-19) pandemic. -
New year delivers fairer home and motor insurance renewals
From 1 January insurers will be banned from quoting customers a higher price for renewing their home or motor insurance than they would pay if they were a new customer. -
PS21/11: General insurance pricing practices - amendments
In May 2021, we published PS21/5 which set out our final rules to address the harm we had found in our GI Pricing Practices Market Study. On 18 August, we published PS21/11, making minor changes to these rules. -
First Supervisory Notice 2021: Morgan Ingram Associates Limited [pdf]
This first supervisory notice concerns the FCA’s use of its power of intervention in respect of the firm terminating its relationships with the following Appointed Representatives (“ARs”) under their respective AR agreements. -
FCA finalises rules to improve the protection of client money and custody assets
The final rules address lessons learnt from recent insolvencies, feedback from firms themselves and observations from the FCA’s specialist Client Assets Unit. ... publish a further consultation on the client money distribution rules later this year. -
Early indications that reforms of financial advice are working
Financial advisers are offering investors an increasingly professional service tailored to their individual needs, an FCA review has found.