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Showing 5811 to 5820 of 6339 search results for This final notice.

  1. Cyber and technology resilience in UK financial services

    Speeches Published: 27/11/2018 Last modified: 14/01/2019
    Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at Bloomberg, London.

  2. First Supervisory Notice 2019: Coutts Automobiles Limited [pdf]

    Supervisory notices Published: 25/01/2019
    This first supervisory notice refers to a failure to satisfy the suitability threshold condition (COND) and breaches of PRIN. We varied the firm’s permission.

  3. Final notice summary: Wage Payment and Payday Loans Limited, and Andrew Barry Hart [pdf]

    Final notices Published: 13/10/2016

  4. PS24/9: Payment optionality for investment research

    Policy statements Published: 10/04/2024 Last modified: 26/07/2024
    The FCA sets out final rules on giving UK buyside firms – asset managers and others – greater flexibility on how they can purchase such research.

  5. Brexit: information for the banking and payment sectors in the UK

    Firms Published: 26/02/2019 Last modified: 21/06/2022
    Information on how UK firms should approach servicing customers based in the EEA, now that the transition period has ended.

  6. Business interruption test case: Final transcript 2 October hearing [pdf]

    Corporate documents Published: 20/10/2020 Last modified: 20/10/2020
    This is the final transcript from the 2 October 2020 consequentials hearing in the Business Interruption insurance test case.

  7. FCA proposes to simplify rules to help encourage companies to list in the UK

    Press Releases Published: 03/05/2023 Last modified: 03/05/2023
    The FCA proposes to reform and streamline the listing rules in the UK to help attract a wider range of companies, encourage competition and improve choice for investors.

  8. Implementation of the Enforcement Review and the Green Report: PS17/1

    Policy statements Published: 01/02/2017 Last modified: 01/02/2017
    We are reporting on the main issues arising from Consultation Paper 16/10: Proposed Implementation of the Enforcement Review and the Green Report, and publishing final amendments to the FCA’s Glossary, the Decision Procedure and Penalties manual

  9. PS19/25: Overdraft Pricing and Competition Remedies

    Policy statements Published: 07/06/2019 Last modified: 04/10/2019
    This FCA Policy Statement (PS 19/25) sets out rules to make overdraft fees clearer and more transparent.

  10. FCA confirms help for mortgage borrowers struggling with payments

    Press Releases Published: 10/03/2023 Last modified: 13/03/2023
    The FCA has confirmed final mortgage guidance, setting out the ways mortgage lenders can help customers worried about or already struggling with their mortgage payments because of the rising cost of living.
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