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Showing 5841 to 5850 of 6339 search results for This final notice.

  1. Balancing regulatory objectives in the dynamic consumer credit market

    Speeches Published: 27/09/2016 Last modified: 27/09/2016
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, at the Future of Lending Conference.

  2. Where next for investment and asset management regulation?

    Speeches Published: 28/09/2017 Last modified: 02/10/2017
    Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the FT Investment Management Summit Europe 2017.

  3. First Supervisory Notice 2021: Sentor Solutions Commercial Limited [pdf]

    Supervisory notices Published: 08/09/2021
    This FSN (Sentor Solutions Commercial Ltd) concerns the FCA’s use if its power of intervention in respect of a firm failing to pay due regard to the interests of its customers and treat them fairly.

  4. Quarterly Consultation Paper No. 14: CP16/21

    Consultation papers Published: 02/09/2016 Last modified: 10/11/2016
    This will be relevant if you or your firm has any interest in the subjects mentioned above. ... Please complete this form if you require this content in an alternative format.

  5. FG22/6: Branch and ATM closures or conversions

    Policy and guidance Finalised guidance Published: 13/06/2022 Last modified: 11/10/2022
    Updated guidance on our expectations of firms considering the closure of a branch or the conversion of free-to-use ATMs

  6. New way of paying for investment research proposed by the financial regulator

    Press Releases Published: 10/04/2024 Last modified: 10/04/2024
    We have put forward plans for a new way to pay for investment research. 

  7. CP14/27: Quarterly Consultation Paper No. 7

    Consultation papers Published: 05/12/2014 Last modified: 07/02/2022
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

  8. Information on enforcement on transparency of consumer facing documents - June 2022

    FOI Release Date of Release: 13/06/2022
    The FCA provides information on its enforcement of section 68 of the Consumer Rights Act 2015 in relation to the 'transparency' of consumer-facing documents.

  9. PS17/28: Handbook changes to reflect the application of the EU Benchmarks Regulation

    Policy statements Published: 22/06/2017 Last modified: 20/12/2017
    This Policy Statement sets out our near final rules to accompany the application of the EU Benchmarks Regulation (BMR) from 1 January 2018.

  10. Financial Conduct Authority appoints four new supervision directors

    Press Releases Published: 07/08/2013 Last modified: 09/12/2016
    The Financial Conduct Authority (FCA) has appointed four directors to lead key areas of its Supervision division. These appointments complete the senior structure in Supervision, and are the final step in implementing a new structure for the division
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