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Showing 5861 to 5870 of 6339 search results for This final notice.

  1. Equivalence of non-UK regimes

    Markets Published: 04/05/2016 Last modified: 16/12/2022
    Third country issuers must satisfy our measures. Learn more about major shareholding notifications and requirements for issuers of shares and debt securities.

  2. The FCA announces outcome of investigation into 4 life insurance companies

    Press Releases Published: 19/09/2018 Last modified: 19/09/2018
    The Financial Conduct Authority (FCA) has today announced that its remaining investigations into firms, following its thematic review into the fair treatment of longstanding customers in the life insurance sector, have each been closed.

  3. Business interruption test case: FCA application for a ‘leapfrog’ appeal [pdf]

    Corporate documents Published: 30/09/2020 Last modified: 30/09/2020
    This is the FCA’s application for a ‘leapfrog’ appeal in the business interruption insurance test case.

  4. Financial crime controls at challenger banks

    Firms Multi-firm reviews Published: 22/04/2022 Last modified: 22/04/2022
    Ensuring the firms we regulate are effective in preventing financial crime, such as money laundering and sanctions evasion, remains a key priority. This includes testing the financial crime controls of new business models as they enter the UK

  5. Business interruption test case: Hiscox Action Group application for a ‘leapfrog’ appeal [pdf]

    Corporate documents Published: 30/09/2020 Last modified: 30/09/2020
    This is the Hiscox Action Group’s application for a ‘leapfrog’ appeal in the business interruption insurance test case.

  6. Business interruption test case: QBE UK Ltd application for a ‘leapfrog’ appeal [pdf]

    Corporate documents Published: 30/09/2020 Last modified: 30/09/2020
    This is the QBE UK Ltd's application for a ‘leapfrog’ appeal in the business interruption insurance test case.

  7. Business interruption test case: Royal & Sun Alliance Insurance Plc application for a ‘leapfrog’ appeal [pdf]

    Corporate documents Published: 30/09/2020 Last modified: 30/09/2020
    This is Royal & Sun Alliance Insurance Plc's application for a ‘leapfrog’ appeal in the business interruption insurance test case.

  8. TR13/4 - Automatic renewal of fixed-term bonds

    Thematic reviews Published: 15/07/2013 Last modified: 15/07/2013
    This report publishes our work to date on the automatic renewal of fixed-term bonds. We asked 30 firms that offer fixed-term bonds for details about their contracts and their practices regarding automatic renewal: this report outlines our concerns

  9. Third consultation on new prudential regime for UK investment firms

    News stories Published: 06/08/2021 Last modified: 06/08/2021
    We are asking UK investment firms to provide feedback on the UK Investment Firm Prudential Regime.

  10. PS21/7: FCA regulated fees and levies 2021/22

    Policy statements Published: 01/07/2021 Last modified: 16/07/2021
    We publish our final 2021/22 regulated fees and levies including feedback on CP21/8.
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