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Showing 5901 to 5910 of 6339 search results for This final notice.

  1. Financial Conduct Authority provides update on regulatory sandbox

    Press Releases Published: 15/06/2017 Last modified: 15/06/2017
    The Financial Conduct Authority (FCA) today provides an update on its regulatory sandbox and unveils the list of firms that were successful in their applications to begin testing in the second cohort of the sandbox.

  2. FG15/10 - Risks to customers from performance management at firms

    Finalised guidance Published: 27/07/2015 Last modified: 19/07/2016
    In March 2015 we consulted on proposed guidance to help firms mitigate the risks that are posed to consumers by inappropriate performance management practices in firms.

  3. FCA overhauls listing rules to boost growth and innovation on UK stock markets

    Press Releases Published: 11/07/2024 Last modified: 11/07/2024
    The new rules are the biggest changes to the listing regime in over 3 decades. They aim to support a wider range of companies to issue their shares on a UK exchange, increasing opportunities for investors.

  4. PS17/12: Implementing information prompts in the annuity market

    Policy statements Published: 26/05/2017 Last modified: 11/07/2017
    This policy statement sets out our final rules which require firms to inform consumers how much they could gain from shopping around and switching provider, before they buy an annuity.

  5. Business interruption test case: Hiscox Insurance Company Ltd application for a ‘leapfrog’ appeal [pdf]

    Corporate documents Published: 30/09/2020 Last modified: 30/09/2020
    This is Hiscox Insurance Company Ltd application for a ‘leapfrog’ appeal in the business interruption insurance test case.

  6. FCA Board appoints new members to the Regulatory Decisions Committee

    News stories Published: 21/08/2013 Last modified: 21/08/2013
    The Regulatory Decisions Committee (RDC) is responsible for taking decisions on whether to refuse or grant contested applications into the regulated community and issuing warning and decision notices for certain enforcement ... Richard Berliand, an

  7. CP16/1: Consequential changes to the Senior Managers Regime

    Consultation papers Published: 06/01/2016 Last modified: 02/03/2016
    In this paper we set out a number of technical rule changes to the Senior Managers & Certification Regime (SM&CR). ... This Consultation Paper (CP) sets out how we intend to implement the consequential changes to rules and forms that will be required

  8. New evidence on liquidity in UK corporate bond markets

    Research insights Published: 15/02/2017 Last modified: 28/02/2017
    This page summarises our most recent research into liquidity conditions in the UK corporate bond market.

  9. FCA supports firms through the transition to implementing the Consumer Duty

    Press Releases Published: 03/02/2023 Last modified: 06/04/2023
    FCA sets out, in letters, the expectations of the Duty and arranges a series of in-person events for groups of small and medium-sized firms.

  10. FCA FIRDS open for firms to test publication from 14 March 2019

    News stories Published: 08/03/2019 Last modified: 15/03/2019
    We have built FCA FIRDS (Financial Instruments Reference Data System) to replace ESMA FIRDS in the UK.
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