Search results

Showing 591 to 600 of 6299 search results for This final notice.

591. FCA Final Notice 2014: City & Provincial and Mr Zaffar Hassan Tanweer [pdf]

     Final notices Published: 13/03/2014 Last modified: 07/04/2015
     This final notice refers to breaches of APER 1 and FIT related to mortgage fraud in the mortgages and consumer credit sector. We imposed a prohibition (full), fine, withdrawal and cancellation.

592. FSA Final Notice 2013: Patrick Sejean [pdf]

     Final notices Published: 24/01/2013 Last modified: 31/05/2013
     For the reasons set out in this Final Notice, the FSA is taking action against Patrick Sejean

593. Final Notice 2022: Philippe Moryoussef [pdf]

     Final notices Published: 28/07/2022
     This Final Notice refers to Mr Moryoussef’s fitness and propriety to perform a regulated function, following his conviction for conspiracy to defraud. We have prohibited Mr Moryoussef from performing any function in relation to a regulated activity

594. FCA Final Notice 2013: Mustafa Dervish [pdf]

     Final notices Published: 18/10/2013 Last modified: 07/04/2015
     This final notice refers to breaches of APER 1 and 7 related to mis-selling, lack of fitness and propriety, and conflicts of interest in the investment advisors and platforms sector. We imposed a prohibition, withdrawal and a fine .

595. FSA Final Notice 2013: Cheickh Tidiane Diallo [pdf]

     Final notices Published: 24/01/2013 Last modified: 31/05/2013
     For the reasons set out in this Final Notice, the FSA is taking action against Cheickh Tidiane Diallo

596. FSA Final Notice 2012: Terence John Harrop [pdf]

     Final notices Published: 18/06/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Terence John Harrop

597. FSA Final Notice 2011: Whitehouse Estates Agents and Financial Services Ltd [pdf]

     Final notices Published: 19/04/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Whitehouse Estates Agents and Financial Services Ltd

598. FSA Final Notice 2011: Julian Paul Cheetham trading as one-mortgage.net [pdf]

     Final notices Published: 02/06/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Julian Paul Cheetham trading as one-mortgage.net

599. FSA Final Notice 2011: Stephen Carroll trading as Goldfinch (Independent Financial Adviser) [pdf]

     Final notices Published: 14/09/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Stephen Carroll trading as Goldfinch (Independent Financial Adviser)

600. Final Notice 2017: Mohammed Khalid [pdf]

     Final notices Published: 02/05/2017
     This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.