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Showing 5911 to 5920 of 6339 search results for This final notice.

  1. The FCA decides to ban and fine Timothy Roberts and Andrew Wilkins

    Press Releases Published: 07/10/2013 Last modified: 07/02/2022
    FCA has published decision notices against Timothy Roberts, the chief executive, and Andrew Wilkins, a former director of Catalyst Investment Group Limited (Catalyst).

  2. PS18/13: FCA regulated fees and levies 2018/19

    Policy statements Published: 09/04/2018 Last modified: 13/08/2021
    We are publishing our final 2018/19 regulatory fees and levies including feedback on CP18/10.

  3. Occasional Paper No. 38: Testing retirement communications: Waking up to get wise

    Occasional papers Published: 28/06/2018 Last modified: 28/06/2018
    As part of the Retirement Income Market Study and the Retirement Outcomes Review, the FCA looked into ways in which we could encourage those approaching retirement to engage with the free government guidance available to them and with their pension

  4. Business interruption test case: Argenta Syndicate Management Ltd application for a ‘leapfrog’ appeal [pdf]

    Corporate documents Published: 30/09/2020 Last modified: 30/09/2020
    This is Argenta Syndicate Management Ltd’s application for a ‘leapfrog’ appeal in the business interruption insurance test case.

  5. CP15/20: Investing in authorised funds through nominees

    Consultation papers Published: 22/06/2015 Last modified: 22/06/2015
    This date was deferred until 31 December 2013 in order to resolve operational aspects of the rules. ... FCA Handbook Notice No 7, chapter 3. radios. Yes. No. What can we do to improve pages like this?

  6. Covid-19: savers stay calm and don't rush financial decisions

    Press Releases Published: 01/04/2020 Last modified: 03/04/2020
    The Pensions Regulator (TPR), the FCA and The Money and Pensions Service (MaPS) urge savers to keep calm and not rush to make any decisions about their pension in response to the coronavirus (Covid-19) pandemic.

  7. Shell companies benefiting from Transitional Provisions under the UK Listing Rules

    Primary markets Published: 29/07/2024 Last modified: 29/07/2024
    The transitional provisions and how some shell companies benefit from them.

  8. FG13/3 - Code of Practice for the relationship between the external auditor and the supervisor

    Finalised guidance Published: 12/07/2013 Last modified: 07/03/2016
    This Code has been updated to reflect the changes in the statutory objectives of the FCA under the Financial Services Act 2012. ... Following consultation on draft guidance, we publish here our final guidance on these matters.

  9. Decision of the Court of Appeal - R (Sutton) v Financial Conduct Authority

    Press Releases Published: 02/11/2022 Last modified: 02/11/2022
    The Court of Appeal has refused permission for a group of traders to proceed with a judicial review of the FCA’s decision to provide assistance to the United States Commodity Futures Trading Commission (CFTC) in an ongoing investigation.

  10. Call for input on high-cost credit and review of the high-cost short-term credit price cap

    Calls for input Published: 29/11/2016 Last modified: 09/05/2024
    The FCA has invited views on high-cost credit, including overdrafts, and on the high-cost short-term credit price cap.
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