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What are the lessons for insurance supervisors from the recent financial crisis?
Speech by Adair Turner, FSA Executive Chairman at the Swedish Central Bank. -
FCA warns public of increased threat of loan scams, as borrowers lose over £3.5 million a year
Over £3.5 million was lost to loan fee fraud in 2017 Loan fee fraud reports to the FCA increase by 44% from 2016 to 2017 72% of the public are unaware of scams in relation to loans -
FCA proposes reforms to the availability of information in the UK equity IPO process
The FCA is proposing a package of measures to reform the availability of information during the UK equity initial public offering (IPO) process. -
First Supervisory Notice 2021: ICC Intercertus Capital Limited [pdf]
This FSN (ICC Intercertus Capital Limited) concerns the FCA’s use if its power of intervention in respect of a firm operating post-Brexit under the Temporary Permissions Regime. -
Information on enforcement action within asset management in 2019 - May 2020
The FCA provides information on enforcement action within asset management in 2019. -
SK8 Financial Services Limited (SK8) and Geoffrey Fincher
Customers of SK8 Financial Services Limited (SK8) should be aware that from 10 December 2013, SK8 is no longer permitted by the FCA to provide any regulated financial services in the UK. -
Second consultation on new prudential regime for UK investment firms
The IFPR introduces a new prudential regime for MiFID investment firms regulated by the FCA. It will create a single, proportionate regime that reflects firms’ size and business. -
Tribunal upholds the Financial Conduct Authority’s decision to impose a partial ban on Tariq Carrimjee
On 20 October 2016 the Tribunal upheld the Financial Conduct Authority’s (FCA) decision to ban Tariq Carrimjee of Somerset Asset Management LLP (Somerset) from carrying out the compliance oversight and money laundering reporting significant -
Karina McTeague speech on retail banking and payments at the PayExpo 2017
Speech delivered by Karina McTeague, Director of Retail Banking Supervision at the FCA, at the PayExpo 2017 on changes within the payments landscape. -
Competition in the asset management industry: UK experiences, global implications
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Securities Industry and Financial Markets Association's (SIFMA) 2017 Annual Meeting.