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Showing 5941 to 5950 of 6339 search results for This final notice.
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MF Global investors – your questions answered
On 3 February 2012, the administrators for MF Global UK Ltd announced the first distribution of client money to those affected by the firm’s insolvency. Here we answer some frequently asked questions about the situation and what this means if you -
Summary of temporary reliefs for companies reporting published financial information
A summary of temporary reliefs for companies reporting published financial information. -
Rules that apply to firms in SRO and fund operators in the TMPR
We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR). -
DP22/2: Primary Markets Effectiveness Review: Feedback to the discussion of the purpose of the listing regime and further discussion
This discussion paper continues our work reviewing how effective our primary markets are as part of the FCA’s strategy to promote competition and positive change. -
PS15/17: Pension Wise – recommendation policy
In this Policy Statement, the FCA reports on the main issues arising from CP15/12 and publishes the recommendation policy. -
Ten years after Lehman: how accountants can make finance safer
Speech by Charles Randell, Chair of the Financial Conduct Authority and Payment Systems Regulator on how accountants can make finance safer. -
Financial watchdog sets out credit information market improvements
People will find their credit files better reflect their financial circumstances, under proposals announced by the Financial Conduct Authority (FCA). -
Wealth Managers and Financial Advisers and change of control requests 2017-2021 - March 2022
The FCA provides data on Wealth Managers and Financial Advisers. -
FCA fines HSBC Bank plc £63.9 million for deficient transaction monitoring controls
We have fined HSBC Bank plc (HSBC) £63,946,800 for failings in its anti-money laundering processes. -
Consumer Investments Strategy - 2 Year Update
The FCA provides a 2 year update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.