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Showing 5951 to 5960 of 6339 search results for This final notice.

  1. FCA acts to strengthen protections for customers using payment firms

    Press Releases Published: 22/05/2020 Last modified: 22/05/2020
    The FCA launches consultation on additional guidance for payments firms to strengthen the way in which they look after customers’ money.

  2. Further details of Independent Investigation of Interest Rate Hedging Products announced

    Press Releases Published: 16/09/2019 Last modified: 16/09/2019
    John Swift QC has announced his full independent support team is now in place to conduct the investigation into the FSA’s (and subsequently the FCA’s) implementation and oversight of the Interest Rate Hedging Products (IRHP) Redress Scheme.

  3. GC15/1 Risks to customers from performance management at firms

    Guidance consultations Published: 16/03/2015 Last modified: 16/03/2015
    The focus of this proposed guidance is on the risks that are posed to consumers by inappropriate practices. ... This guidance is relevant to all firms with staff who deal directly with retail customers.

  4. FCA urges victims to come forward after Court orders compensation for victims of illegal investment scheme

    Press Releases Published: 30/06/2021 Last modified: 30/06/2021
    For investors who bought shares in Pearl Island International LLC, Paragon Private Wealth LLC, Berkeley Brookes LLC or Atlantic Equity LLC

  5. PS14/6: Competition in the Markets for Services Provided by a Recognised Investment Exchange: Feedback on CP13/16 and final Handbook text [pdf]

    Policy statements Published: 02/05/2014 Last modified: 02/05/2014
    In this Policy Statement we report on the main issues arising from CP13/16 - Competition in the market for services provided by a Recognised Investment Exchange: proposed amendments to REC and publish the final rules and guidance.

  6. CP14/13: Strengthening accountability in banking: a new regulatory framework for individuals

    Consultation papers Published: 30/07/2014 Last modified: 14/09/2015
    This undermined public trust in both the banking system and in the regulatory response. ... Request an alternative format. Please complete this form if you require this content in an alternative format.

  7. CP18/43: High-Cost Credit Review: Feedback on CP18/12 with final rules and guidance and consultation on Buy Now Pay Later offers

    Consultation papers Published: 18/12/2018 Last modified: 12/06/2019
    As part of our review of high-cost credit products, we have published our feedback to CP18/12 and final rules and guidance in relation to home-collected credit, catalogue credit and store cards.

  8. Second Supervisory Notice 2020: Fortuna Wealth Management Limited [pdf]

    Supervisory notices Published: 18/02/2020
    This second supervisory notice refers to breaches of the supervision threshold conditions (COND) and to breaches of PRIN1 and PRIN11 related to lack of fitness/propriety and failing to be open and co-operative in the investment adviser sector. We

  9. Changes to DTR 2.5: delay in the disclosure of inside information: PS17/2

    Policy statements Published: 28/11/2016 Last modified: 24/02/2017
    In this Policy Statement we summarise the feedback we received to the Consultation Paper CP16/38 - DTR 2.5 changes: delay in the disclosure of inside information - and publish the final rules.

  10. FCA bars Cypriot firms that used unauthorised celebrity endorsements

    Press Releases Published: 01/06/2020 Last modified: 01/06/2020
    The FCA has taken action to stop four Cypriot investment firms from continuing to offer high risk contracts for difference (CFDs) to UK investors
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