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Showing 5971 to 5980 of 6339 search results for This final notice.

  1. Business interruption test case: MS Amlin Underwriting Ltd application for a ‘leapfrog’ appeal [pdf]

    Corporate documents Published: 30/09/2020 Last modified: 30/09/2020
    This is MS Amlin Underwriting Ltd’s application for a ‘leapfrog’ appeal in the business interruption insurance test case.

  2. FCA proposes actions to improve competition in the investment platform market

    Press Releases Published: 16/07/2018 Last modified: 16/07/2018
    Competition is working well for most consumers using investment platforms, according to interim findings of the Financial Conduct Authority’s market study into investment platforms, published today.

  3. A changing landscape: the FCA’s strategic priorities for the pensions sector

    Speeches Published: 04/07/2019 Last modified: 04/07/2019
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at Pensions and Benefits UK 2019.

  4. Tribunal upholds FSA decision to fine firm £8m for market abuse

    Press Releases Published: 28/01/2013 Last modified: 28/01/2015
    The Upper Tribunal (Tax and Chancery Chamber) has directed the Financial Services Authority (FSA) to fine Swift Trade, a non-FSA authorised Canadian company with global operations, £8m for market abuse. The Tribunal described this as being “as

  5. PS20/4: Amendment of COBS 21.3 permitted link rules

    Policy statements Published: 04/03/2020 Last modified: 04/03/2020
    This Policy Statement (PS) sets out our response to the feedback received to our Consultation Paper CP 18/40 Consultation on proposed amendment of COBS 21.3 permitted links rules.

  6. The role of consumer decision-making in ensuring good market dynamics in the mortgage sector

    Speeches Published: 05/10/2016 Last modified: 31/10/2016
    Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, at the Mortgages Conference.

  7. PS15/20: Implementation of the Mortgage Credit Directive: Consequential Changes to the Consumer Credit Sourcebook (CONC)

    Policy statements Published: 31/07/2015 Last modified: 12/01/2023
    In this Policy Statement we report on the main issues arising from the MCD elements of CP15/6 and publish the final rules.

  8. Information on applications received for the authorisations division - October 2022

    FOI Release Date of Release: 24/10/2022
    FCA provides information on

  9. FCA sets out approach to Non-Executive Directors and the Senior Managers Regime

    Press Releases Published: 23/02/2015 Last modified: 23/02/2015
    Including all NEDs in the new regime would risk the unintended consequence of changing the whole nature of this vital role.”. ... for non-directive insurers, a consultation on individual accountability. These documents will be followed by final rules.

  10. Branch and ATM closures or conversions; good practice and areas for improvement

    Data Published: 23/02/2022 Last modified: 25/01/2023
    Find out more about the good and poor practice the FCA has seen when supervising firms planning branch or ATM closures or conversions.
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